| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 5,745,322 | 77,676,000 | 16.20% | ||
| 2 | Relative Value Partners, LLC | 4,539,563 | 61,375,000 | 12.80% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,221,578 | 43,556,000 | 9.09% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,041,469 | 27,601,000 | 5.76% | ||
| 5 | MORGAN STANLEY | 1,435,349 | 19,406,000 | 4.05% | ||
| 6 | 1607 Capital Partners, LLC | 1,350,484 | 18,259,000 | 3.81% | ||
| 7 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,317,058 | 17,807,000 | 3.71% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 1,285,784 | 17,384,000 | 3.63% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,250,593 | 16,908,000 | 3.53% | ||
| 10 | Spectrum Asset Management, Inc. | 1,224,706 | 16,558,000 | 3.45% | ||
| 11 | THIRD AVENUE MANAGEMENT LLC | 1,031,228 | 13,942,000 | 2.91% | ||
| 12 | Oxbow Advisors, LLC | 904,353 | 12,227,000 | 2.55% | ||
| 13 | Karpus Management, Inc. | 892,521 | 12,067,000 | 2.52% | ||
| 14 | ROYAL BANK OF CANADA | 863,817 | 11,679,000 | 2.44% | ||
| 15 | Invesco Ltd. | 821,296 | 11,104,000 | 2.32% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 774,748 | 10,477,000 | 2.19% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 765,308 | 10,347,000 | 2.16% | ||
| 18 | UBS AG | 636,089 | 8,600,000 | 1.79% | ||
| 19 | NWAM LLC | 453,690 | 6,134,000 | 1.28% | ||
| 20 | MID CONTINENT CAPITAL LLC/IL | 328,726 | 4,444,000 | 0.93% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 322,677 | 4,363,000 | 0.91% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 289,493 | 3,914,000 | 0.82% | ||
| 23 | Nuveen Asset Management, LLC | 262,900 | 3,554,000 | 0.74% | ||
| 24 | Carlson Capital, L.P. | 260,000 | 3,515,000 | 0.73% | ||
| 25 | 1832 Asset Management L.P. | 252,396 | 3,421,000 | 0.71% | ||
| 26 | BlackRock Group LTD | 251,598 | 3,402,000 | 0.71% | ||
| 27 | LPL Financial LLC | 244,823 | 3,310,000 | 0.69% | ||
| 28 | Horizon Kinetics LLC | 220,758 | 2,984,000 | 0.62% | ||
| 29 | Advisors Asset Management, Inc. | 215,473 | 2,913,000 | 0.61% | ||
| 30 | ALLSTATE CORP | 204,412 | 2,764,000 | 0.58% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 178,444 | 2,413,000 | 0.50% | ||
| 32 | First Allied Advisory Services, Inc. | 105,086 | 1,419,000 | 0.30% | ||
| 33 | Global Endowment Management, LP | 100,000 | 1,352,000 | 0.28% | ||
| 34 | Diversified Investment Strategies, LLC | 94,588 | 1,279,000 | 0.27% | ||
| 35 | VSR Financial Services, Inc. | 91,044 | 1,231,000 | 0.26% | ||
| 36 | Capital Investment Advisors, LLC | 87,356 | 1,181,048 | 0.25% | ||
| 37 | Index Management Solutions, LLC | 77,195 | 1,044,000 | 0.22% | ||
| 38 | BNP PARIBAS FINANCIAL MARKETS | 74,506 | 1,019,240 | 0.21% | ||
| 39 | Paloma Partners Management Co | 71,822 | 971,000 | 0.20% | ||
| 40 | PARK NATIONAL CORP /OH/ | 64,450 | 871,364 | 0.18% | ||
| 41 | Narwhal Capital Management | 60,608 | 819,000 | 0.17% | ||
| 42 | BARCLAYS PLC | 57,513 | 750,000 | 0.16% | ||
| 43 | STEPHENS INC /AR/ | 52,255 | 706,000 | 0.15% | ||
| 44 | Independence Trust CO | 51,926 | 702,000 | 0.15% | ||
| 45 | CREDIT SUISSE AG/ | 50,883 | 688,000 | 0.14% | ||
| 46 | HighTower Advisors, LLC | 50,388 | 681,000 | 0.14% | ||
| 47 | FIRST TRUST ADVISORS LP | 47,214 | 638,000 | 0.13% | ||
| 48 | DOLIVER ADVISORS, LP | 45,891 | 620,000 | 0.13% | ||
| 49 | FIRST FOUNDATION ADVISORS | 45,835 | 620,000 | 0.13% | ||
| 50 | ProVise Management Group, LLC | 44,600 | 603,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
