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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
51 GILEAD SCIENCES INC 11,104 1,090 0.47%
52 PFIZER INC 30,991 1,078 0.46%
53 BP PLC 26,604 1,040 0.44%
54 Chimera Investment Corp REIT 325,690 1,023 0.44%
55 SPDR S&P 500 ETF TR 5,000 1,020 0.44% Put
56 ANNALY CAP MGMT INC 97,894 1,018 0.44%
57 ISHARES TR 8,981 1,007 0.43%
58 ISHARES TR 15,689 1,007 0.43%
59 NUVEEN CR STRATEGIES INCOME FD COM SHS 109,667 992 0.42%
60 BRISTOL MYERS SQUIBB CO 15,357 991 0.42%
61 AMAZON COM INC 2,607 970 0.41%
62 SPDR GOLD TR 8,000 958 0.41% Call
63 QUALCOMM INC 13,322 924 0.40%
64 SPDR S&P 500 ETF TR 4,422 913 0.39%
65 FRANKLIN LTD DURATION INCOME 74,750 910 0.39%
66 ISHARES TR 21,919 880 0.38%
67 VANGUARD INDEX FDS 6,904 846 0.36%
68 First Trust/Aberdeen Global 71,252 835 0.36%
69 BLACKROCK MUN 2020 TERM TR 50,275 832 0.36%
70 PIMCO CORPORATE INCM STRG 53,059 817 0.35%
71 MARKET VECTORS ETF TR 61,362 815 0.35%
72 VANGUARD INTL EQUITY INDEX F 16,700 814 0.35%
73 ISHARES TR 7,134 810 0.35%
74 NEUBERGER BERMAN INTER MUNI 52,065 810 0.35%
75 ROYAL DUTCH SHELL PLC 13,394 799 0.34%
76 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 28,761 798 0.34%
77 JPMORGAN CHASE & CO 13,160 797 0.34%
78 MANNKIND CORP. 152,435 793 0.34%
79 ANWORTH MTG ASSET CORP 151,550 771 0.33%
80 ISHARES 24,326 763 0.33%
81 DANAHER CORP DEL 8,902 756 0.32%
82 JOHNSON & JOHNSON 7,277 732 0.31%
83 FORD MTR CO DEL 45,037 727 0.31%
84 ABERDEEN ASIA PACIFIC INCOM 132,499 713 0.30%
85 ALIBABA GROUP HLDG LTD 8,523 709 0.30%
86 MCDONALDS CORP 6,926 675 0.29%
87 VANGUARD TAX-MANAGED FDS 16,559 660 0.28%
88 BLACKROCK MUNIYIELD QUALITY 48,885 656 0.28%
89 3M CO 3,963 654 0.28%
90 DISNEY WALT CO 6,000 640 0.27% Call
91 BLACKROCK FLOATING RATE INCO 47,062 634 0.27%
92 ISHARES TR 14,486 632 0.27%
93 POWERSHARES ETF TRUST II 26,062 628 0.27%
94 UNION PAC CORP 5,702 618 0.26%
95 BANK HAWAII CORP 10,000 612 0.26%
96 KINDER MORGAN INC DEL 13,977 588 0.25%
97 NORDSTROM INC 7,320 588 0.25%
98 CISCO SYS INC 21,136 582 0.25%
99 PRECISION CASTPARTS 2,755 579 0.25%
100 AEMETIS INC 136,945 578 0.25%
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