| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 816,041 | 12,689,000 | 44.62% | ||
| 2 | MORGAN STANLEY | 104,838 | 1,630,000 | 5.73% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 96,698 | 1,504,000 | 5.29% | ||
| 4 | WELLS FARGO & COMPANY/MN | 90,881 | 1,413,000 | 4.97% | ||
| 5 | Bartlett & Co. LLC | 73,538 | 1,144,000 | 4.02% | ||
| 6 | BRINKER CAPITAL INC | 64,400 | 1,001,000 | 3.52% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 59,059 | 918,000 | 3.23% | ||
| 8 | ProVise Management Group, LLC | 52,797 | 821,000 | 2.89% | ||
| 9 | NWAM LLC | 52,065 | 810,000 | 2.85% | ||
| 10 | HighTower Advisors, LLC | 51,665 | 803,000 | 2.82% | ||
| 11 | BENJAMIN F. EDWARDS & COMPANY, INC. | 48,688 | 757,000 | 2.66% | ||
| 12 | Nuveen Asset Management, LLC | 48,591 | 756,000 | 2.66% | ||
| 13 | Horizon Kinetics LLC | 47,723 | 742,000 | 2.61% | ||
| 14 | FIRST TRUST ADVISORS LP | 44,970 | 699,000 | 2.46% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 39,902 | 620,000 | 2.18% | ||
| 16 | ROYAL BANK OF CANADA | 24,869 | 387,000 | 1.36% | ||
| 17 | RAYMOND JAMES TRUST N.A. | 19,093 | 297,000 | 1.04% | ||
| 18 | VAN ECK ASSOCIATES CORP | 17,204 | 268,000 | 0.94% | ||
| 19 | OPPENHEIMER & CO INC | 15,186 | 236,000 | 0.83% | ||
| 20 | First Allied Advisory Services, Inc. | 13,737 | 214,000 | 0.75% | ||
| 21 | Formidable Asset Management, LLC | 11,718 | 177,000 | 0.62% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 11,134 | 173,000 | 0.61% | ||
| 23 | LPL Financial LLC | 10,264 | 159,000 | 0.56% | ||
| 24 | Highlander Capital Management, LLC | 3,000 | 47,000 | 0.17% | ||
| 25 | BANK OF MONTREAL /CAN/ | 2,932 | 46,000 | 0.16% | ||
| 26 | Community Financial Services Group, LLC | 2,600 | 40,000 | 0.14% | ||
| 27 | MSI Financial Services Inc | 2,110 | 33,000 | 0.12% | ||
| 28 | Lenox Wealth Management, Inc. | 1,750 | 27,000 | 0.09% | ||
| 29 | Creative Planning | 753 | 12,000 | 0.04% | ||
| 30 | CENTRAL TRUST Co | 500 | 8,000 | 0.03% | ||
| 31 | FIFTH THIRD BANCORP | 300 | 5,000 | 0.02% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 150 | 2,333 | 0.01% | ||
| 33 | NORTHERN TRUST CORP | 12,102 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
