| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,330,111 |
28,357,000 |
26.67% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,111,738 |
13,530,000 |
12.72% |
|
|
| 3 |
Invesco Ltd. |
823,125 |
10,017,000 |
9.42% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
717,541 |
8,732,000 |
8.21% |
|
|
| 5 |
Advisors Asset Management, Inc. |
666,296 |
8,109,000 |
7.63% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
266,564 |
3,244,000 |
3.05% |
|
|
| 7 |
Koshinski Asset Management, Inc. |
248,994 |
3,030,000 |
2.85% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
233,976 |
2,847,000 |
2.68% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
166,364 |
2,024,000 |
1.90% |
|
|
| 10 |
MORGAN STANLEY |
161,762 |
1,969,000 |
1.85% |
|
|
| 11 |
Karpus Management, Inc. |
155,900 |
1,897,000 |
1.78% |
|
|
| 12 |
AQR ARBITRAGE LLC |
149,151 |
1,815,000 |
1.71% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
127,883 |
1,556,000 |
1.46% |
|
|
| 14 |
Ancora Advisors LLC |
0 |
1,552,000 |
1.46% |
|
|
| 15 |
COHEN & STEERS, INC. |
114,977 |
1,399,000 |
1.32% |
|
|
| 16 |
COHEN & STEERS CAPITAL MANAGEMENT INC |
114,977 |
1,399,000 |
1.32% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
84,557 |
1,029,000 |
0.97% |
|
|
| 18 |
CITIGROUP INC |
82,993 |
1,010,000 |
0.95% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
77,964 |
949,000 |
0.89% |
|
|
| 20 |
NWAM LLC |
74,750 |
910,000 |
0.86% |
|
|
| 21 |
Relative Value Partners, LLC |
69,278 |
843,000 |
0.79% |
|
|
| 22 |
1607 Capital Partners, LLC |
67,300 |
819,000 |
0.77% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
61,796 |
752,000 |
0.71% |
|
|
| 24 |
Greenwich Wealth Management LLC |
57,884 |
704,000 |
0.66% |
|
|
| 25 |
UBS Group AG |
55,596 |
677,000 |
0.64% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
55,337 |
673,000 |
0.63% |
|
|
| 27 |
D.A. DAVIDSON & CO. |
52,140 |
634,000 |
0.60% |
|
|
| 28 |
DOLIVER ADVISORS, LP |
44,427 |
541,000 |
0.51% |
|
|
| 29 |
STIFEL FINANCIAL CORP |
44,073 |
536,000 |
0.50% |
|
|
| 30 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
42,716 |
526,000 |
0.49% |
|
|
| 31 |
ENVESTNET ASSET MANAGEMENT INC |
42,197 |
514,000 |
0.48% |
|
|
| 32 |
Capital Investment Advisors, LLC |
25,000 |
477,000 |
0.45% |
|
|
| 33 |
Cambridge Investment Research Advisors, Inc. |
27,286 |
332,000 |
0.31% |
|
|
| 34 |
WELLS FARGO & COMPANY/MN |
27,111 |
330,000 |
0.31% |
|
|
| 35 |
LPL Financial LLC |
26,061 |
319,000 |
0.30% |
|
|
| 36 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
24,273 |
295,000 |
0.28% |
|
|
| 37 |
Investors Capital Advisory Services |
21,525 |
261,000 |
0.25% |
|
|
| 38 |
First Allied Advisory Services, Inc. |
20,972 |
256,000 |
0.24% |
|
|
| 39 |
ROYAL BANK OF CANADA |
20,494 |
250,000 |
0.24% |
|
|
| 40 |
OPPENHEIMER & CO INC |
18,800 |
229,000 |
0.22% |
|
|
| 41 |
GEODE CAPITAL MANAGEMENT, LLC |
18,291 |
222,000 |
0.21% |
|
PRN |
| 42 |
Robert W. Baird & Co. Inc |
14,353 |
175,000 |
0.16% |
|
|
| 43 |
Yorktown Management & Research Co Inc |
13,000 |
158,000 |
0.15% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
11,830 |
143,971 |
0.14% |
|
|
| 45 |
HighTower Advisors, LLC |
10,000 |
122,000 |
0.11% |
|
|
| 46 |
Creative Planning |
4,518 |
55,000 |
0.05% |
|
|
| 47 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,433 |
42,000 |
0.04% |
|
|
| 48 |
PANAGORA ASSET MANAGEMENT INC |
1,854 |
23,000 |
0.02% |
|
|
| 49 |
DELTA ASSET MANAGEMENT LLC/TN |
900 |
11,000 |
0.01% |
|
|
| 50 |
NEXT Financial Group, Inc |
920 |
11,000 |
0.01% |
|
|
