| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,082,213 | 36,944,000 | 10.39% | ||
| 2 | Invesco Ltd. | 3,283,761 | 29,718,000 | 8.36% | ||
| 3 | Karpus Management, Inc. | 2,853,785 | 25,827,000 | 7.26% | ||
| 4 | MORGAN STANLEY | 2,240,223 | 20,274,000 | 5.70% | ||
| 5 | PRIVATE MANAGEMENT GROUP INC | 1,888,457 | 17,091,000 | 4.81% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,762,613 | 15,953,000 | 4.49% | ||
| 7 | JPMORGAN CHASE & CO | 1,682,905 | 15,230,000 | 4.28% | ||
| 8 | RESTRUCTURING CAPITAL ASSOCIATES LP | 1,602,768 | 14,505,000 | 4.08% | ||
| 9 | 1832 Asset Management L.P. | 1,483,300 | 13,444,000 | 3.78% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 1,470,651 | 13,309,000 | 3.74% | ||
| 11 | NEWGATE CAPITAL MANAGEMENT LLC | 1,300,156 | 11,766,000 | 3.31% | ||
| 12 | Advisors Asset Management, Inc. | 1,274,692 | 11,536,000 | 3.24% | ||
| 13 | CITIGROUP INC | 1,190,946 | 10,778,000 | 3.03% | ||
| 14 | UBS Group AG | 1,095,263 | 9,912,000 | 2.79% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1,052,297 | 9,523,000 | 2.68% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 998,995 | 9,041,000 | 2.54% | ||
| 17 | COHEN & STEERS CAPITAL MANAGEMENT INC | 609,429 | 5,515,000 | 1.55% | ||
| 18 | COHEN & STEERS, INC. | 609,429 | 5,515,000 | 1.55% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 578,328 | 5,234,000 | 1.47% | ||
| 20 | BlueSpruce Investments, LP | 578,032 | 5,231,000 | 1.47% | ||
| 21 | CORNERSTONE ADVISORS INC | 524,744 | 4,749,000 | 1.34% | ||
| 22 | AQR ARBITRAGE LLC | 480,692 | 4,350,000 | 1.22% | ||
| 23 | ROYAL BANK OF CANADA | 439,866 | 3,981,000 | 1.12% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 339,523 | 3,083,000 | 0.87% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 338,096 | 3,060,000 | 0.86% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 333,839 | 3,021,000 | 0.85% | ||
| 27 | JANUS HENDERSON GROUP PLC | 331,200 | 2,997,000 | 0.84% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 323,374 | 2,927,000 | 0.82% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 322,304 | 2,917,000 | 0.82% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 310,021 | 2,806,000 | 0.79% | ||
| 31 | Relative Value Partners, LLC | 291,028 | 2,634,000 | 0.74% | ||
| 32 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 268,329 | 2,432,000 | 0.68% | ||
| 33 | ZAZOVE ASSOCIATES LLC | 248,024 | 2,245,000 | 0.63% | ||
| 34 | LPL Financial LLC | 222,770 | 2,016,000 | 0.57% | ||
| 35 | Kamunting Street Capital Management, L.P. | 222,536 | 2,014,000 | 0.57% | ||
| 36 | BB&T SECURITIES, LLC | 21,094 | 1,909,000 | 0.54% | ||
| 37 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 168,853 | 1,529,000 | 0.43% | ||
| 38 | STIFEL FINANCIAL CORP | 148,941 | 1,348,000 | 0.38% | ||
| 39 | FIRST TRUST ADVISORS LP | 143,634 | 1,300,000 | 0.37% | ||
| 40 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 143,323 | 1,297,000 | 0.36% | ||
| 41 | Stratos Wealth Partners, LTD. | 136,422 | 1,238,000 | 0.35% | ||
| 42 | Raymond James Financial Services Advisors, Inc. | 123,294 | 1,116,000 | 0.31% | ||
| 43 | DRW Securities, LLC | 122,400 | 1,108,000 | 0.31% | ||
| 44 | NWAM LLC | 109,667 | 992,000 | 0.28% | ||
| 45 | Mariner, LLC | 102,047 | 923,000 | 0.26% | ||
| 46 | CREDIT SUISSE AG/ | 95,340 | 863,000 | 0.24% | ||
| 47 | SHEPHERD KAPLAN KROCHUK, LLC | 91,790 | 830,000 | 0.23% | ||
| 48 | AMERIPRISE FINANCIAL INC | 81,078 | 734,000 | 0.21% | ||
| 49 | Tortoise Investment Management, LLC | 74,000 | 670,000 | 0.19% | ||
| 50 | Commonwealth Equity Services, Inc | 71,392 | 646,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
