Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 280 holdings with a total value of $1,318,101,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 PAYCHEX INC 3,532 204,000 0.02%
252 TWILIO INC 3,150 203,000 0.02%
253 ISHARES TR 1,616 201,000 0.02%
254 WEATHERFORD INTL PLC 35,649 200,000 0.02%
255 INVESCO TR INVT GRADE MUNS 14,070 198,000 0.02%
256 CALAMOS CONV OPPORTUNITIES & 19,007 196,000 0.01%
257 EATON VANCE LTD DURATION INC 14,115 194,000 0.01%
258 TRANSOCEAN LTD 17,407 186,000 0.01%
259 iShares Mortgage Real Estate C 17,093 180,000 0.01%
260 PETROBRAS ARGENTINA S A 26,918 177,000 0.01%
261 PUTNAM MUN OPPORTUNITIES TR 13,172 176,000 0.01%
262 AEMETIS INC 161,427 174,000 0.01%
263 TITAN INTL INC ILL COM 15,580 158,000 0.01%
264 NEW MTN FIN CORP 11,000 151,000 0.01%
265 PROSPECT CAPITAL CORPORATION 18,666 151,000 0.01%
266 ONEBEACON INSURANCE 10,063 144,000 0.01%
267 FERRELLGAS PARTNERS L.P. UNIT LTD PART 12,177 142,000 0.01%
268 OCH-ZIFF CAP MGMT GROUP CL A SHS 30,335 132,000 0.01%
269 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 122,000 0.01%
270 NUVEEN PFD INCOME OPPORTUN 11,950 120,000 0.01%
271 NUVEEN MULTI MKT INCOME FD 12,416 93,000 0.01%
272 NUVEEN SR INCOME FD 13,340 87,000 0.01%
273 PUTNAM MASTER INTER INCOME T 16,598 73,000 0.01%
274 BLACKROCK DEBT STRAT FD INC COM 19,321 71,000 0.01%
275 OCWEN FINL CORP 14,250 52,000 0.00%
276 OFFICE DEPOT INC 12,400 44,000 0.00%
277 MANNKIND CORP. 48,802 30,000 0.00%
278 UQM TECHNOLOGIES INC COM 46,978 29,000 0.00%
279 VANGUARD NAT RES LLC COM UNIT 24,361 22,000 0.00%
280 U.S. GEOTHERMAL INC 10,000 7,000 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004574, filed 2016.10.26).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.