| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 776,200 | 10,944,000 | 15.16% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 455,471 | 6,422,000 | 8.90% | ||
| 3 | Advisors Asset Management, Inc. | 379,317 | 5,348,000 | 7.41% | ||
| 4 | UBS Group AG | 318,298 | 4,488,000 | 6.22% | ||
| 5 | MORGAN STANLEY | 275,240 | 3,881,000 | 5.38% | ||
| 6 | Fiera Capital Corp | 249,437 | 3,517,000 | 4.87% | ||
| 7 | NEW VERNON INVESTMENT MANAGEMENT LLC | 244,240 | 3,444,000 | 4.77% | ||
| 8 | ROBINSON CAPITAL MANAGEMENT, LLC | 227,228 | 3,204,000 | 4.44% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 180,582 | 2,546,000 | 3.53% | ||
| 10 | VAN ECK ASSOCIATES CORP | 172,764 | 2,436,000 | 3.38% | ||
| 11 | STIFEL FINANCIAL CORP | 146,715 | 2,065,000 | 2.86% | ||
| 12 | Tradewinds Capital Management, LLC | 144,195 | 2,033,000 | 2.82% | ||
| 13 | LPL Financial LLC | 120,675 | 1,687,000 | 2.34% | ||
| 14 | WELLS FARGO & COMPANY/MN | 106,031 | 1,495,000 | 2.07% | ||
| 15 | NORTHERN CAPITAL MANAGEMENT LLC | 99,315 | 1,400,000 | 1.94% | ||
| 16 | DOLIVER ADVISORS, LP | 85,406 | 1,204,000 | 1.67% | ||
| 17 | MATHER GROUP, LLC. | 67,887 | 957,000 | 1.33% | ||
| 18 | Cutler Capital Management, LLC | 65,565 | 924,000 | 1.28% | ||
| 19 | ROYAL BANK OF CANADA | 64,465 | 909,000 | 1.26% | ||
| 20 | NATIONAL PLANNING CORP | 63,500 | 846,000 | 1.17% | ||
| 21 | Nuveen Asset Management, LLC | 58,489 | 825,000 | 1.14% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 58,286 | 822,000 | 1.14% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 53,791 | 758,000 | 1.05% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 53,434 | 753,000 | 1.04% | ||
| 25 | FIRST TRUST ADVISORS LP | 48,429 | 683,000 | 0.95% | ||
| 26 | Summit Financial Wealth Advisors, LLC | 42,200 | 595,000 | 0.82% | ||
| 27 | CITIGROUP INC | 40,500 | 571,000 | 0.79% | ||
| 28 | BB&T SECURITIES, LLC | 38,230 | 539,000 | 0.75% | ||
| 29 | IFP ADVISORS, INC | 37,940 | 535,000 | 0.74% | ||
| 30 | SHUFRO ROSE & CO LLC | 31,700 | 447,000 | 0.62% | PRN | |
| 31 | Curi Capital, LLC | 30,560 | 431,000 | 0.60% | ||
| 32 | OPPENHEIMER & CO INC | 30,250 | 426,000 | 0.59% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 29,536 | 417,000 | 0.58% | ||
| 34 | LAUREL WEALTH ADVISORS, INC. | 23,120 | 326,000 | 0.45% | ||
| 35 | Capital Investment Advisors, LLC | 21,635 | 305,000 | 0.42% | ||
| 36 | ARS Wealth Advisors, LLC | 21,314 | 301,000 | 0.42% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 20,410 | 288,000 | 0.40% | ||
| 38 | BLB&B Advisors, LLC | 18,785 | 265,000 | 0.37% | ||
| 39 | WEDBUSH SECURITIES INC | 18,450 | 260,000 | 0.36% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 15,025 | 212,000 | 0.29% | ||
| 41 | STRID GROUP, LLC | 15,000 | 212,000 | 0.29% | ||
| 42 | NWAM LLC | 14,070 | 198,000 | 0.27% | ||
| 43 | US BANCORP \DE\ | 13,058 | 184,000 | 0.25% | ||
| 44 | Cutter & CO Brokerage, Inc. | 12,635 | 178,000 | 0.25% | ||
| 45 | Commonwealth Equity Services, Inc | 12,215 | 172,000 | 0.24% | ||
| 46 | Private Advisor Group, LLC | 12,102 | 170,000 | 0.24% | ||
| 47 | KELMAN-LAZAROV, INC. | 12,000 | 167,760 | 0.23% | ||
| 48 | HighTower Advisors, LLC | 11,688 | 165,000 | 0.23% | ||
| 49 | Hilltop Holdings Inc. | 10,880 | 153,000 | 0.21% | ||
| 50 | TFS CAPITAL LLC | 10,190 | 144,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
