Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004574) filed in 2016.10.26
#
Name
Shares
Value ($)
%
Options
Notes
51 CHESAPEAKE ENERGY CORP 47,336 297 0.02%
52 CHEVRON CORP NEW 25,428 2,617 0.20%
53 CHIMERA INVT CORP 63,688 1,016 0.08%
54 CIENA CORP 11,320 247 0.02%
55 CISCO SYS INC 29,628 940 0.07%
56 CITIGROUP INC 10,832 512 0.04%
57 CLOROX CO DEL 4,000 501 0.04%
58 COCA COLA CO 6,104 258 0.02%
59 COLUMBIA BKG SYS INC COM 10,246 335 0.03%
60 COMCAST CORP NEW 16,739 1,110 0.08%
61 COMPANHIA DE SANEAMENTO BASI 58,435 541 0.04%
62 CONE Midstream Partners 65,571 1,187 0.09%
63 CONOCOPHILLIPS 8,353 363 0.03%
64 COSTCO WHSL CORP NEW 14,814 2,259 0.17%
65 CRH MEDICAL CORP 548,514 2,090 0.16%
66 CURRENCYSHS BRIT POUND STER 3,000 390,000 29.59% Call
67 DANAHER CORP DEL 8,552 670 0.05%
68 DISNEY WALT CO 8,395 780 0.06%
69 DOUBLELINE INCOME SOLUTIONS 23,373 448 0.03%
70 DOW CHEM CO 14,076 730 0.06%
71 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 122 0.01%
72 DU PONT E I DE NEMOURS & CO 7,236 485 0.04%
73 EATON CORP PLC 6,966 458 0.03%
74 EATON VANCE LTD DURATION INC 14,115 194 0.01%
75 EATON VANCE SHORT COM 23,235 319 0.02%
76 ENABLE MIDSTREAM PARTNERS LP 66,782 1,018 0.08%
77 ENCANA CORP 20,000 100,000 7.59% Put
78 ENTERPRISE PRODS PARTNERS L 16,494 456 0.03%
79 EQUIFAX INC 4,000 538 0.04%
80 EXXON MOBIL CORP 27,023 2,359 0.18%
81 Energy Transfer Partners, L.P. 6,267 232 0.02%
82 FACEBOOK INC 18,678 2,396 0.18%
83 FIRST TR ABERDEEN GLBL OPP F 43,416 511 0.04%
84 FLAHERTY CRUMRINE PFD SECS 182,263 3,791 0.29%
85 FORD MTR CO DEL 45,926 554 0.04%
86 FORTIVE CORP 4,269 217 0.02%
87 FRANKLIN LTD DURATION INCOME 92,400 1,117 0.08%
88 FRONTIER COMMUNICATIONS CORP 57,823 241 0.02%
89 Ferrellgas Partners LP 12,177 142 0.01%
90 GAMCO GLOBAL GOLD NAT RES & 57,550 367 0.03%
91 GENERAL DYNAMICS CORP 1,739 270 0.02%
92 GENERAL ELECTRIC CO 62,563 1,853 0.14%
93 GERDAU S A 139,813 380 0.03%
94 GILEAD SCIENCES INC 10,346 819 0.06%
95 GLAXOSMITHKLINE PLC 7,290 314 0.02%
96 HANCOCK JOHN INCOME SECS TR 14,925 222 0.02%
97 HANCOCK JOHN PFD INCOME FD 18,300 411 0.03%
98 HANCOCK JOHN PFD INCOME FD I 76,142 1,473 0.11%
99 HCP INC 6,467 245 0.02%
100 HERITAGE FINL CORP WASH COM 65,929 1,183 0.09%
Page 2 of 6