| 1 |
Karpus Management, Inc. |
3,162,891 |
37,259,000 |
42.91% |
|
|
| 2 |
Bulldog Investors, LLP |
768,304 |
9,051,000 |
10.42% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
756,600 |
8,913,000 |
10.27% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
468,449 |
5,518,000 |
6.36% |
|
|
| 5 |
Invesco Ltd. |
355,199 |
4,184,000 |
4.82% |
|
|
| 6 |
1607 Capital Partners, LLC |
238,090 |
2,805,000 |
3.23% |
|
|
| 7 |
MORGAN STANLEY |
229,552 |
2,704,000 |
3.11% |
|
|
| 8 |
ROYAL BANK OF CANADA |
162,669 |
2,133,000 |
2.46% |
|
|
| 9 |
COHEN & STEERS, INC. |
162,942 |
1,919,000 |
2.21% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
106,460 |
1,255,000 |
1.45% |
|
|
| 11 |
Oxbow Advisors, LLC |
97,363 |
1,147,000 |
1.32% |
|
|
| 12 |
CAVALIER INVESTMENTS, LLC |
84,037 |
990,000 |
1.14% |
|
|
| 13 |
WEDBUSH SECURITIES INC |
81,395 |
959,000 |
1.10% |
|
|
| 14 |
Capital Investment Advisors, LLC |
79,062 |
931,000 |
1.07% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
78,396 |
924,000 |
1.06% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
75,465 |
889,000 |
1.02% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
62,121 |
732,000 |
0.84% |
|
|
| 18 |
Advisors Asset Management, Inc. |
58,225 |
686,000 |
0.79% |
|
|
| 19 |
AQR ARBITRAGE LLC |
46,319 |
546,000 |
0.63% |
|
|
| 20 |
NWAM LLC |
43,416 |
511,000 |
0.59% |
|
|
| 21 |
NAPLES GLOBAL ADVISORS, LLC |
37,915 |
447,000 |
0.51% |
|
|
| 22 |
Saba Capital Management, L.P. |
32,005 |
377,000 |
0.43% |
|
|
| 23 |
UBS Group AG |
26,841 |
316,000 |
0.36% |
|
|
| 24 |
Cambridge Investment Research Advisors, Inc. |
21,404 |
252,000 |
0.29% |
|
|
| 25 |
LPL Financial LLC |
19,987 |
230,000 |
0.26% |
|
|
| 26 |
DOLIVER ADVISORS, LP |
15,931 |
188,000 |
0.22% |
|
|
| 27 |
HM PAYSON & CO |
15,000 |
177,000 |
0.20% |
|
|
| 28 |
Raymond James Financial Services Advisors, Inc. |
13,781 |
162,000 |
0.19% |
|
|
| 29 |
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC |
13,257 |
148,000 |
0.17% |
|
|
| 30 |
ADVISOR GROUP, INC. |
11,900 |
140,000 |
0.16% |
|
|
| 31 |
Horizon Kinetics LLC |
10,200 |
120,000 |
0.14% |
|
|
| 32 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,400 |
64,000 |
0.07% |
|
|
| 33 |
NEXT Financial Group, Inc |
4,200 |
49,000 |
0.06% |
|
|
| 34 |
IFP ADVISORS, INC |
3,970 |
47,000 |
0.05% |
|
|
| 35 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
2,000 |
24,000 |
0.03% |
|
|
| 36 |
MSI Financial Services Inc |
1,113 |
13,000 |
0.01% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
533 |
6,000 |
0.01% |
|
|
| 38 |
Alexandria Capital, LLC |
300 |
4,000 |
0.00% |
|
|
| 39 |
Klingman & Associates, LLC |
109 |
1,000 |
0.00% |
|
|
| 40 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
100 |
1,000 |
0.00% |
|
|
