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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 66 Institutional holders with a total value of $95,161,414.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 455,469 8,882,000 9.33%
2 LPL Financial LLC 417,471 8,759,000 9.20%
3 MORGAN STANLEY 384,893 8,006,000 8.41%
4 Covington Capital Management 308,262 6,412,000 6.74%
5 BANK OF AMERICA CORP /DE/ 280,252 5,829,000 6.13%
6 NATIONAL PLANNING CORP 234,659 4,625,000 4.86%
7 Invesco Ltd. 215,254 4,477,000 4.70%
8 Commonwealth Equity Services, Inc 209,438 4,356,000 4.58%
9 IFC Holdings Incorporated/FL 183,324 3,814,000 4.01%
10 NWAM LLC 182,263 3,791,000 3.98%
11 WELLS FARGO & COMPANY/MN 176,606 3,674,000 3.86%
12 Oxbow Advisors, LLC 138,644 2,884,000 3.03%
13 UBS Group AG 131,725 2,740,000 2.88%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 109,998 2,288,000 2.40%
15 ADVISOR GROUP, INC. 101,575 2,112,000 2.22%
16 Private Advisor Group, LLC 100,086 2,100,000 2.21%
17 A. D. Beadell Investment Counsel, Inc. 97,718 2,032,000 2.14%
18 Raymond James Financial Services Advisors, Inc. 92,984 1,934,000 2.03%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 91,321 1,899,000 2.00%
20 Cetera Advisor Networks LLC 80,775 1,680,000 1.77%
21 TIEMANN INVESTMENT ADVISORS, LLC 57,450 1,195,000 1.26%
22 BB&T SECURITIES, LLC 51,971 1,081,000 1.14%
23 Family Firm, Inc. 44,316 922,000 0.97%
24 HighTower Advisors, LLC 43,794 912,000 0.96%
25 Cambridge Investment Research Advisors, Inc. 40,656 846,000 0.89%
26 BARD ASSOCIATES INC 36,600 761,000 0.80%
27 RAYMOND JAMES & ASSOCIATES 31,704 659,000 0.69%
28 BRUDERMAN ASSET MANAGEMENT, LLC 27,866 580,000 0.61%
29 OPPENHEIMER & CO INC 25,810 537,000 0.56%
30 PNC FINANCIAL SERVICES GROUP, INC. 22,490 467,000 0.49%
31 Sigma Planning Corp 22,374 465,000 0.49%
32 GUGGENHEIM CAPITAL LLC 21,824 454,000 0.48%
33 GENEOS WEALTH MANAGEMENT INC. 16,356 340,000 0.36%
34 SIT INVESTMENT ASSOCIATES INC 15,000 312,000 0.33%
35 IFP ADVISORS, INC 14,179 295,000 0.31%
36 Bank of New York Mellon Corp 13,743 286,000 0.30%
37 Advisory Services Network, LLC 11,764 245,000 0.26%
38 ENVESTNET ASSET MANAGEMENT INC 10,615 221,000 0.23%
39 WFG Advisors, LP 10,467 218,000 0.23%
40 Concert Wealth Management Inc. 10,445 217,000 0.23%
41 US BANCORP \DE\ 10,211 213,000 0.22%
42 First Allied Advisory Services, Inc. 9,953 207,000 0.22%
43 COHEN & STEERS, INC. 9,659 201,000 0.21%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,281 151,000 0.16%
45 SYNOVUS FINANCIAL CORP 7,037 147,000 0.15%
46 Creative Planning 5,832 121,000 0.13%
47 WEALTHPLAN PARTNERS, LLC 5,375 112,768 0.12%
48 People's United Financial, Inc. 4,954 103,000 0.11%
49 Winslow, Evans & Crocker, Inc. 4,406 91,646 0.10%
50 DEUTSCHE BANK AG\ 3,250 67,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.