| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,449,196 | 21,521,000 | 44.19% | ||
| 2 | Karpus Management, Inc. | 549,616 | 8,162,000 | 16.76% | ||
| 3 | 1607 Capital Partners, LLC | 452,583 | 6,721,000 | 13.80% | ||
| 4 | WELLS FARGO & COMPANY/MN | 380,130 | 5,645,000 | 11.59% | ||
| 5 | UBS Group AG | 190,373 | 2,827,000 | 5.81% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 81,371 | 1,208,000 | 2.48% | ||
| 7 | Brick & Kyle, Associates | 39,060 | 580,000 | 1.19% | ||
| 8 | LPL Financial LLC | 33,362 | 489,000 | 1.00% | ||
| 9 | MORGAN STANLEY | 28,421 | 422,000 | 0.87% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 28,384 | 421,000 | 0.86% | ||
| 11 | NWAM LLC | 14,925 | 222,000 | 0.46% | ||
| 12 | Invesco Ltd. | 14,478 | 215,000 | 0.44% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,406 | 185,000 | 0.38% | ||
| 14 | MSI Financial Services Inc | 3,208 | 48,000 | 0.10% | ||
| 15 | IFP ADVISORS, INC | 1,300 | 19,000 | 0.04% | ||
| 16 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.02% | ||
| 17 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 18 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 27 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
