Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 287 holdings with a total value of $301,467,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 KRAFT HEINZ CO 2,462 215,000 0.07%
252 ENERGY TRANSFER PRTNRS L P 5,948 213,000 0.07%
253 MEDTRONIC PLC 2,970 212,000 0.07%
254 ISHARES TR 1,794 210,000 0.07%
255 HANCOCK JOHN INCOME SECS TR 14,925 209,000 0.07%
256 ARALEZ PHARMACEUTICALS INC 47,100 208,000 0.07%
257 TWITTER INC 12,523 204,000 0.07%
258 BROADCOM LTD 1,156 204,000 0.07%
259 RAYTHEON CO 1,416 201,000 0.07%
260 ISHARES TR 1,646 200,000 0.07%
261 EATON VANCE LTD DURATION INC 14,115 194,000 0.06%
262 PROSPECT CAPITAL CORPORATION 22,154 185,000 0.06%
263 INVESCO TR INVT GRADE MUNS 14,070 179,000 0.06%
264 CALAMOS CONV OPPORTUNITIES & 17,225 174,000 0.06%
265 PETROBRAS ARGENTINA S A 24,696 173,000 0.06%
266 TITAN INTL INC ILL COM 15,205 170,000 0.06%
267 ONEBEACON INSURANCE 10,573 170,000 0.06%
268 SONUS NETWORKS INC 26,636 168,000 0.06%
269 PUTNAM MUN OPPORTUNITIES TR 13,172 157,000 0.05%
270 NEW MTN FIN CORP 11,000 155,000 0.05%
271 FRONTIER COMMUNICATIONS CORP 45,271 153,000 0.05%
272 WEATHERFORD INTL PLC 28,784 144,000 0.05%
273 TEMPLETON EMERGING COM 12,136 132,000 0.04%
274 NUVEEN PFD INCOME OPPORTUN 11,950 118,000 0.04%
275 CALAMOS STRATEGIC TOTL RETN 10,700 110,000 0.04%
276 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 109,000 0.04%
277 OCH-ZIFF CAP MGMT GROUP CL A SHS 30,085 100,000 0.03%
278 WESTERN ASSET INTER MUNI FD 10,206 97,000 0.03%
279 NUVEEN MULTI MKT INCOME FD 12,481 91,000 0.03%
280 PUTNAM MASTER INTER INCOME T 16,598 77,000 0.03%
281 OCWEN FINL CORP 13,250 71,000 0.02%
282 FERRELLGAS PARTNERS L.P. UNIT LTD PART 10,277 70,000 0.02%
283 GENWORTH FINL INC 13,600 52,000 0.02%
284 MANNKIND CORP. 47,262 30,000 0.01%
285 WESTPORT FUEL SYSTEMS INC 21,900 25,000 0.01%
286 UQM TECHNOLOGIES INC COM 43,378 19,000 0.01%
287 VANGUARD NAT RES LLC COM UNIT 26,122 18,000 0.01%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000244, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.