| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,179,751 | 84,787,000 | 19.09% | ||
| 2 | UBS Group AG | 4,210,927 | 57,774,000 | 13.01% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,417,704 | 46,891,000 | 10.56% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 2,166,665 | 29,727,000 | 6.69% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,160,254 | 29,639,000 | 6.67% | ||
| 6 | Invesco Ltd. | 1,695,551 | 23,263,000 | 5.24% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,031,664 | 14,154,000 | 3.19% | ||
| 8 | 1607 Capital Partners, LLC | 1,004,528 | 13,782,000 | 3.10% | ||
| 9 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 848,361 | 11,640,000 | 2.62% | ||
| 10 | Advisors Asset Management, Inc. | 631,226 | 8,660,000 | 1.95% | ||
| 11 | Camelot Portfolios, LLC | 604,625 | 8,295,000 | 1.87% | ||
| 12 | WELLS FARGO & COMPANY/MN | 516,928 | 7,092,000 | 1.60% | ||
| 13 | Commonwealth Equity Services, Inc | 436,648 | 5,991,000 | 1.35% | ||
| 14 | AMERIPRISE FINANCIAL INC | 437,753 | 5,949,000 | 1.34% | ||
| 15 | COHEN & STEERS, INC. | 411,055 | 5,640,000 | 1.27% | ||
| 16 | LAZARD ASSET MANAGEMENT LLC | 395,890 | 5,431,000 | 1.22% | PRN | |
| 17 | Vident Investment Advisory, LLC | 375,565 | 5,157,000 | 1.16% | ||
| 18 | BANK OF MONTREAL /CAN/ | 377,200 | 5,028,000 | 1.13% | ||
| 19 | LPL Financial LLC | 351,569 | 4,792,000 | 1.08% | ||
| 20 | Yorktown Management & Research Co Inc | 290,000 | 3,979,000 | 0.90% | ||
| 21 | HighTower Advisors, LLC | 279,786 | 3,843,000 | 0.87% | ||
| 22 | ZAZOVE ASSOCIATES LLC | 252,198 | 3,460,000 | 0.78% | ||
| 23 | CITIGROUP INC | 252,236 | 3,460,000 | 0.78% | ||
| 24 | Creative Planning | 223,482 | 3,066,000 | 0.69% | ||
| 25 | Laurion Capital Management LP | 222,353 | 3,051,000 | 0.69% | ||
| 26 | STIFEL FINANCIAL CORP | 210,399 | 2,893,000 | 0.65% | ||
| 27 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 172,496 | 2,367,000 | 0.53% | ||
| 28 | PHH INVESTMENTS, LTD. | 2,250 | 2,250,000 | 0.51% | ||
| 29 | ROBINSON CAPITAL MANAGEMENT, LLC | 161,415 | 2,215,000 | 0.50% | ||
| 30 | Horizon Kinetics LLC | 149,433 | 2,050,000 | 0.46% | ||
| 31 | First Allied Advisory Services, Inc. | 145,310 | 1,994,000 | 0.45% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 143,032 | 1,962,000 | 0.44% | ||
| 33 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 115,812 | 1,589,000 | 0.36% | ||
| 34 | ROYAL BANK OF CANADA | 108,871 | 1,494,000 | 0.34% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 107,804 | 1,479,000 | 0.33% | ||
| 36 | Apriem Advisors | 98,945 | 1,358,000 | 0.31% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 94,882 | 1,301,000 | 0.29% | ||
| 38 | DOLIVER ADVISORS, LP | 91,636 | 1,257,000 | 0.28% | ||
| 39 | FIRST TRUST ADVISORS LP | 91,313 | 1,253,000 | 0.28% | ||
| 40 | SUNTRUST BANKS INC | 89,396 | 1,226,000 | 0.28% | ||
| 41 | Aviance Capital Partners, LLC | 88,779 | 1,218,000 | 0.27% | ||
| 42 | Blume Capital Management, Inc. | 86,959 | 1,193,000 | 0.27% | ||
| 43 | INVESTMENT CENTERS OF AMERICA INC | 76,836 | 1,049,000 | 0.24% | ||
| 44 | Capital Investment Advisors, LLC | 66,892 | 918,000 | 0.21% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 57,128 | 784,000 | 0.18% | ||
| 46 | FLAGSHIP HARBOR ADVISORS, LLC | 51,569 | 714,000 | 0.16% | ||
| 47 | JANUS HENDERSON INVESTORS US LLC | 47,677 | 654,000 | 0.15% | ||
| 48 | AVALON CAPITAL MANAGEMENT | 47,251 | 648,000 | 0.15% | ||
| 49 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 46,268 | 635,000 | 0.14% | ||
| 50 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 43,894 | 602,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
