| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 622,950 | 7,943,000 | 10.42% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 565,300 | 7,208,000 | 9.46% | ||
| 3 | Fiera Capital Corp | 485,849 | 6,194,000 | 8.13% | ||
| 4 | MORGAN STANLEY | 392,090 | 4,999,000 | 6.56% | ||
| 5 | Advisors Asset Management, Inc. | 374,686 | 4,777,000 | 6.27% | ||
| 6 | UBS Group AG | 332,474 | 4,239,000 | 5.56% | ||
| 7 | ROBINSON CAPITAL MANAGEMENT, LLC | 291,215 | 3,713,000 | 4.87% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 252,208 | 3,216,000 | 4.22% | ||
| 9 | NEW VERNON INVESTMENT MANAGEMENT LLC | 220,240 | 2,808,000 | 3.68% | ||
| 10 | Tradewinds Capital Management, LLC | 164,196 | 2,094,000 | 2.75% | ||
| 11 | NORTHERN CAPITAL MANAGEMENT LLC | 135,915 | 1,733,000 | 2.27% | ||
| 12 | STIFEL FINANCIAL CORP | 132,091 | 1,683,000 | 2.21% | ||
| 13 | LPL Financial LLC | 131,832 | 1,680,000 | 2.20% | ||
| 14 | VAN ECK ASSOCIATES CORP | 119,500 | 1,524,000 | 2.00% | ||
| 15 | WELLS FARGO & COMPANY/MN | 109,975 | 1,402,000 | 1.84% | ||
| 16 | ROYAL BANK OF CANADA | 91,265 | 1,163,000 | 1.53% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 82,013 | 1,046,000 | 1.37% | ||
| 18 | Invesco Ltd. | 72,889 | 929,000 | 1.22% | ||
| 19 | MATHER GROUP, LLC. | 68,057 | 868,000 | 1.14% | ||
| 20 | Cutler Capital Management, LLC | 65,565 | 836,000 | 1.10% | ||
| 21 | NATIONAL PLANNING CORP | 63,500 | 826,000 | 1.08% | ||
| 22 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 64,661 | 824,000 | 1.08% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 60,534 | 772,000 | 1.01% | ||
| 24 | Nuveen Asset Management, LLC | 58,489 | 756,000 | 0.99% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 58,969 | 752,000 | 0.99% | ||
| 26 | FIRST TRUST ADVISORS LP | 57,394 | 732,000 | 0.96% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 55,816 | 712,000 | 0.93% | ||
| 28 | Karpus Management, Inc. | 55,263 | 705,000 | 0.93% | ||
| 29 | BB&T SECURITIES, LLC | 38,230 | 539,000 | 0.71% | ||
| 30 | Summit Financial Wealth Advisors, LLC | 42,200 | 538,000 | 0.71% | ||
| 31 | Squarepoint Ops LLC | 40,500 | 516,000 | 0.68% | ||
| 32 | Virtu KCG Holdings LLC | 38,265 | 488,000 | 0.64% | ||
| 33 | EDGE ADVISORS, LLC | 34,950 | 445,000 | 0.58% | ||
| 34 | CITIGROUP INC | 31,200 | 398,000 | 0.52% | ||
| 35 | OPPENHEIMER & CO INC | 30,800 | 393,000 | 0.52% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 29,536 | 377,000 | 0.49% | ||
| 37 | SHUFRO ROSE & CO LLC | 28,700 | 366,000 | 0.48% | ||
| 38 | IFP ADVISORS, INC | 27,908 | 356,000 | 0.47% | ||
| 39 | Capital Investment Advisors, LLC | 26,755 | 341,000 | 0.45% | ||
| 40 | Essex Financial Services, Inc. | 26,403 | 337,000 | 0.44% | ||
| 41 | BAIRD FINANCIAL GROUP, INC. | 26,187 | 334,000 | 0.44% | ||
| 42 | HighTower Advisors, LLC | 23,723 | 304,000 | 0.40% | ||
| 43 | ARS Wealth Advisors, LLC | 21,314 | 272,000 | 0.36% | ||
| 44 | RAYMOND JAMES & ASSOCIATES | 20,610 | 263,000 | 0.35% | ||
| 45 | Weiss Asset Management LP | 19,540 | 249,000 | 0.33% | ||
| 46 | OMNIA FAMILY WEALTH, LLC | 18,796 | 240,000 | 0.31% | ||
| 47 | BLB&B Advisors, LLC | 18,786 | 240,000 | 0.31% | ||
| 48 | WEDBUSH SECURITIES INC | 15,750 | 201,000 | 0.26% | ||
| 49 | ALLEGIS INVESTMENT ADVISORS, LLC | 15,593 | 199,000 | 0.26% | ||
| 50 | RAYMOND JAMES TRUST N.A. | 15,025 | 192,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
