| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,671,407 |
19,501,000 |
68.84% |
|
|
| 2 |
1607 Capital Partners, LLC |
787,697 |
5,750,000 |
20.30% |
|
|
| 3 |
LPL Financial LLC |
83,059 |
607,000 |
2.14% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
68,474 |
500,000 |
1.77% |
|
|
| 5 |
Sterneck Capital Management, LLC |
51,238 |
374,000 |
1.32% |
|
|
| 6 |
ProVise Management Group, LLC |
44,764 |
326,000 |
1.15% |
|
|
| 7 |
RELATIVE VALUE PARTNERS GROUP, LLC |
42,252 |
308,000 |
1.09% |
|
|
| 8 |
AMERIPRISE FINANCIAL INC |
22,732 |
166,000 |
0.59% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
18,223 |
133,000 |
0.47% |
|
|
| 10 |
Saba Capital Management, L.P. |
17,285 |
126,000 |
0.44% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,897 |
116,000 |
0.41% |
|
|
| 12 |
MORGAN STANLEY |
13,794 |
101,000 |
0.36% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
12,687 |
93,000 |
0.33% |
|
|
| 14 |
NWAM LLC |
12,481 |
91,000 |
0.32% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
10,086 |
74,000 |
0.26% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,872 |
21,000 |
0.07% |
|
|
| 17 |
UBS Group AG |
2,128 |
16,000 |
0.06% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
13,000 |
0.05% |
|
|
| 19 |
PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC |
1,700 |
12,000 |
0.04% |
|
|
