| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,486,161 | 20,831,000 | 42.26% | ||
| 2 | WELLS FARGO & COMPANY/MN | 589,556 | 8,264,000 | 16.76% | ||
| 3 | 1607 Capital Partners, LLC | 532,883 | 7,469,000 | 15.15% | ||
| 4 | Karpus Management, Inc. | 406,847 | 5,703,000 | 11.57% | ||
| 5 | UBS Group AG | 177,223 | 2,484,000 | 5.04% | ||
| 6 | LPL Financial LLC | 83,191 | 1,172,000 | 2.38% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 72,379 | 1,014,000 | 2.06% | ||
| 8 | MORGAN STANLEY | 39,250 | 550,000 | 1.12% | ||
| 9 | Brick & Kyle, Associates | 37,360 | 524,000 | 1.06% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 25,499 | 357,000 | 0.72% | ||
| 11 | ProVise Management Group, LLC | 15,000 | 210,000 | 0.43% | ||
| 12 | NWAM LLC | 14,925 | 209,000 | 0.42% | ||
| 13 | Invesco Ltd. | 13,921 | 195,000 | 0.40% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,401 | 174,000 | 0.35% | ||
| 15 | MSI Financial Services Inc | 3,211 | 45,000 | 0.09% | ||
| 16 | IFP ADVISORS, INC | 2,936 | 41,000 | 0.08% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 2,300 | 32,000 | 0.06% | ||
| 18 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.02% | ||
| 19 | ADVISOR GROUP, INC. | 250 | 4,000 | 0.01% | ||
| 20 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 21 | YORKBRIDGE WEALTH PARTNERS, LLC | 250 | 3,000 | 0.01% | ||
| 22 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
