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Institutional Investment Manager
R&F CAPITAL ADVISORS LP
R&F CAPITAL ADVISORS LP (CIK: 0001655670). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 663 holdings with a total value of $387,101,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ChinaCache International Holdi 12,573 20,000 0.01%
2 VIVINT SOLAR INC 11,274 32,000 0.01%
3 DICERNA PHARMACEUTICALS INC 10,020 34,000 0.01%
4 VERICEL CORP 12,078 34,000 0.01%
5 COMPANHIA SIDERURGICA NACION 11,913 35,000 0.01%
6 CLEAN ENERGY FUELS CORPORATION COM 13,692 35,000 0.01%
7 ARBUTUS BIOPHARMA CORP 11,547 38,000 0.01%
8 TANDEM DIABETES CARE INC COM 36,013 43,000 0.01%
9 HARMONY GOLD MINING CO LTD 18,028 44,000 0.01%
10 RUBY TUESDAY INC COM 15,913 45,000 0.01%
11 KLONDEX MNS LTD 11,582 45,000 0.01%
12 ADVERUM BIOTECHNOLOGIES INC 16,558 45,000 0.01%
13 B2GOLD CORP 16,277 46,000 0.01%
14 STEIN MART INC 15,778 47,000 0.01%
15 IDERA PHARMACEUTICALS INCORPORATED COM NEW 19,666 49,000 0.01%
16 COMPANHIA ENERGETICA DE MINA 14,770 49,000 0.01%
17 SORRENTO THERAPEUTICS INC COM NEW 12,878 51,000 0.01%
18 TETRA TECHNOLOGIES INC DEL COM 12,420 51,000 0.01%
19 CELLDEX THERAPEUTICS INC NEW 14,589 53,000 0.01%
20 CASTLIGHT HEALTH INC COM CL B 14,702 54,000 0.01%
21 ARATANA THERAPEUTICS INC 10,506 56,000 0.01%
22 AVINGER INC 30,659 58,000 0.01%
23 ACHILLION PHARMACEUTICALS IN 14,620 62,000 0.02%
24 ON DECK CAP INC 12,353 62,000 0.02%
25 RESOLUTE FST PRODS INC 11,469 63,000 0.02%
26 BALLARD PWR SYS INC NEW 29,047 64,000 0.02%
27 IMMUNOGEN INC 17,649 68,000 0.02%
28 CROCS INC 10,097 71,000 0.02%
29 VINCE HLDG CORP 46,288 72,000 0.02%
30 ATLANTIC PWR CORP 27,052 72,000 0.02%
31 CELADON GROUP INC 10,985 72,000 0.02%
32 AUDIOCODES LTD 10,888 76,000 0.02%
33 Jive Software Inc 17,802 77,000 0.02%
34 DYNAVAX TECHNOLOGIES CORP 12,924 77,000 0.02%
35 INOTEK PHARMACEUTICALS CORP 39,110 78,000 0.02%
36 FelCor Lodging Trust Inc 10,771 81,000 0.02%
37 FLUIDIGM CORP DEL COM 14,500 83,000 0.02%
38 Inventure Foods Inc 18,950 84,000 0.02%
39 EAGLE BULK SHIPPING INC 14,694 84,000 0.02%
40 SPARTAN MTRS INC 10,636 85,000 0.02%
41 AU OPTRONICS CORP 22,448 86,000 0.02%
42 BAYTEX ENERGY CORP 25,435 87,000 0.02%
43 IAMGOLD CORP 21,695 87,000 0.02%
44 TREVENA INC 25,085 92,000 0.02%
45 STAPLES INC 10,498 92,000 0.02%
46 VERA BRADLEY INC 10,114 94,000 0.02%
47 NANTKWEST INC COM 26,726 95,000 0.02%
48 LSB INDS INC COM 10,209 96,000 0.02%
49 FRONTLINE LTD 14,733 99,000 0.03%
50 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 15,387 100,000 0.03%
Page 1 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-020533, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.