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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CLAYMORE EXCHANGE TRD FD TR 41,879 969 0.58%
52 POWERSHARES ETF TR II 63,747 951 0.57%
53 US BANCORP DEL 22,330 906 0.54%
54 JOHNSON & JOHNSON 8,281 896 0.54%
55 FIRST TR EXCHANGE TRADED FD 48,011 891 0.53%
56 LOWES COS INC 11,652 883 0.53%
57 MERCK & CO INC 16,169 856 0.51%
58 PIMCO ETF TR 8,485 855 0.51%
59 TRAVELERS COMPANIES INC 7,007 818 0.49%
60 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 27,088 818 0.49%
61 AFLAC INC 12,897 814 0.49%
62 LEGGETT &PLATT INC 16,722 809 0.49%
63 ISHARES TR 3,884 803 0.48%
64 WHIRLPOOL CORP 4,313 778 0.47%
65 KIMBERLY CLARK CORP 5,612 755 0.45%
66 KLA-TENCOR CORP 9,711 707 0.42%
67 PHILLIPS 66 7,950 688 0.41%
68 ARROW FINL CORP 25,777 685 0.41%
69 DUFF PHELPS UTLITY AND INF 42,955 683 0.41%
70 BOEING CO 5,215 662 0.40%
71 DR PEPPER SNAPPLE GROUP INC 7,337 656 0.39%
72 MASTEC INC 30,769 623 0.37%
73 YUM BRANDS INC 7,200 589 0.35%
74 DOVER CORP 9,128 587 0.35%
75 UNITED TECHNOLOGIES CORP 5,684 569 0.34%
76 EATON CORP PLC 8,993 563 0.34%
77 GOODYEAR TIRE & RUBR CO 16,757 553 0.33%
78 MASCO CORP 17,494 550 0.33%
79 FISERV INC 5,364 550 0.33%
80 GILEAD SCIENCES INC 5,718 525 0.32%
81 CARTERS INC 4,969 524 0.31%
82 Ashland Inc New 4,712 518 0.31%
83 ZIMMER BIOMET HLDGS INC 4,820 514 0.31%
84 STANLEY BLACK &DECKER INC 4,814 506 0.30%
85 INTERNATIONAL BUSINESS MACHS 3,335 505 0.30%
86 MDU RES GROUP INC 25,632 499 0.30%
87 GROUPE CGI INC 10,407 497 0.30%
88 GENERAL DYNAMICS CORP 3,779 496 0.30%
89 GENERAL ELECTRIC CO 15,502 493 0.30%
90 MOHAWK INDS 2,582 493 0.30%
91 TYCO INTL PLC SHS 13,406 492 0.30%
92 AGCO CORP 9,834 489 0.29%
93 SKYWORKS SOLUTIONS INC 6,262 488 0.29%
94 UNITEDHEALTH GROUP INC 3,740 482 0.29%
95 SOUTHERN CO 9,124 472 0.28%
96 TENET HEALTHCARE CORP 15,573 451 0.27%
97 AUTOZONE INC 562 448 0.27%
98 JPMORGAN CHASE & CO 7,419 439 0.26%
99 NETEASE INC 2,935 421 0.25%
100 MYLAN N V 8,792 408 0.24%
Page 2 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 14,271 2,499 1.07%
2 ABBVIE INC 26,866 1,663 0.71%
3 AFLAC INC 11,229 810 0.35%
4 AGCO CORP 11,497 542 0.23%
5 ALLETE INC COM NEW 3,198 207 0.09%
6 ALPS ETF TR 513,529 20,485 8.76%
7 ALTRIA GROUP INC 3,731 257 0.11%
8 AMAZON COM INC 597 427 0.18%
9 AMERICAN ELEC PWR INC 13,765 965 0.41%
10 ANNALY CAP MGMT INC 142,222 1,574 0.67%
11 APPLE INC 3,024 289 0.12%
12 ARROW FINL CORP 21,448 650 0.28%
13 AT&T INC 30,723 1,328 0.57%
14 AUTOZONE INC 701 556 0.24%
15 Ashland Inc New 5,515 633 0.27%
16 BARCLAYS BANK 133,008 831 0.36%
17 BERKSHIRE HATHAWAY INC DEL 6,335 917 0.39%
18 BOEING CO 5,104 663 0.28%
19 BP PLC 46,023 1,634 0.70%
20 CAPITAL ONE FINL CORP 5,280 335 0.14%
21 CARTERS INC 5,840 622 0.27%
22 CHEVRON CORP NEW 21,285 2,231 0.95%
23 CLAYMORE EXCHANGE TRD FD TR 318,875 12,505 5.35%
24 CLAYMORE EXCHANGE TRD FD TR 103,130 2,443 1.04%
25 CLAYMORE EXCHANGE TRD FD TR 750,978 17,100 7.31%
26 COMCAST CORP NEW 4,645 303 0.13%
27 CONCURRENT COMPUTER CORP NEW COM PAR $.01 252,305 1,317 0.56%
28 CONOCOPHILLIPS 39,057 1,703 0.73%
29 CUMMINS INC 4,993 561 0.24%
30 DELTA AIRLINES INC DEL 11,673 425 0.18%
31 DOVER CORP 8,851 614 0.26%
32 DOW CHEM CO 31,786 1,580 0.68%
33 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
34 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
35 EATON CORP PLC 9,858 589 0.25%
36 ENTERPRISE PRODS PARTNERS L 16,118 472 0.20%
37 EVERSOURCE ENERGY 3,656 219 0.09%
38 EXXON MOBIL CORP 20,610 1,932 0.83%
39 FIRST TR EXCHANGE TRADED FD 9,657 498 0.21%
40 FIRST TR EXCHANGE TRADED FD 51,065 987 0.42%
41 FIRST TR EXCHANGE TRADED FD 46,343 1,144 0.49%
42 FIRST TR EXCHANGE TRADED FD 10,222 487 0.21%
43 FISERV INC 5,946 647 0.28%
44 First Trust Managed ETF 3,898 210 0.09%
45 GABELLI EQUITY TR INC 17,090 94 0.04%
46 GANNETT CO INC 93,446 1,290 0.55%
47 GENERAL DYNAMICS CORP 4,484 624 0.27%
48 GENERAL ELECTRIC CO 19,769 622 0.27%
49 GILEAD SCIENCES INC 6,839 571 0.24%
50 GOODYEAR TIRE & RUBR CO 19,998 513 0.22%
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