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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 19 Institutional holders with a total value of $33,165,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 110,413 5,696,000 17.17%
2 MORGAN STANLEY 109,997 5,675,000 17.11%
3 BB&T SECURITIES, LLC 81,129 4,185,000 12.62%
4 GENEOS WEALTH MANAGEMENT INC. 58,916 3,048,000 9.19%
5 First Allied Advisory Services, Inc. 45,385 2,347,000 7.08%
6 LPL Financial LLC 44,804 2,322,000 7.00%
7 First Heartland Consultants, Inc. 39,559 2,041,000 6.15%
8 ENVESTNET ASSET MANAGEMENT INC 27,658 1,427,000 4.30%
9 BANK OF AMERICA CORP /DE/ 22,221 1,147,000 3.46%
10 JANE STREET GROUP, LLC 18,399 949,000 2.86%
11 ADVISOR GROUP, INC. 16,591 854,000 2.58%
12 Virtu KCG Holdings LLC 13,133 678,000 2.04%
13 MSI Financial Services Inc 11,939 616,000 1.86%
14 ROYAL BANK OF CANADA 10,227 528,000 1.59%
15 BERGANKDV WEALTH MANAGEMENT, LLC 9,657 498,000 1.50%
16 Cambridge Investment Research Advisors, Inc. 8,156 421,000 1.27%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 7,205 372,000 1.12%
18 Prospera Financial Services Inc 6,216 321,000 0.97%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 773 40,000 0.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.