Dark
Light
System
Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 DELTA AIRLINES INC DEL 8,374 408 0.24%
102 VALIDUS HOLDINGS LTD 8,575 405 0.24%
103 SEAGATE TECHNOLOGY PLC 11,628 401 0.24%
104 Mercer International 42,300 400 0.24%
105 ENTERPRISE PRODS PARTNERS L 16,118 397 0.24%
106 CUMMINS INC 3,613 397 0.24%
107 PROCTER AND GAMBLE CO 4,710 388 0.23%
108 HOME DEPOT INC 2,809 375 0.23%
109 AMAZON COM INC 618 367 0.22%
110 CAPITAL ONE FINL CORP 5,280 366 0.22%
111 TEXAS INSTRS INC 6,346 364 0.22%
112 VANGUARD INDEX FDS 3,455 362 0.22%
113 PFIZER INC 12,018 356 0.21%
114 APPLE INC 3,238 353 0.21%
115 SPDR S&P 500 ETF TR 1,674 344 0.21%
116 MEDTRONIC PLC 4,560 342 0.21%
117 WELLTOWER INC 4,796 333 0.20%
118 COMCAST CORP NEW 5,374 328 0.20%
119 NATIONAL OILWELL VARCO INC 10,452 325 0.20%
120 SCHWAB SHORT-TERM US TREASURY ETF 6,343 322 0.19%
121 SPDR SER TR 6,785 293 0.18%
122 OCCIDENTAL PETE CORP DEL 4,231 290 0.17%
123 ORACLE CORP 7,054 289 0.17%
124 LILLY ELI & CO 4,006 288 0.17%
125 WAL-MART STORES INC 3,503 240 0.14%
126 NEXTERA ENERGY INC 1,890 224 0.13%
127 EVERSOURCE ENERGY 3,656 213 0.13%
128 GABELLI EQUITY TR INC 17,119 93 0.06%
129 HUTCHISON PORT HOLDINGS TRUST 24,000 88 0.05%
130 MESABI TR 12,000 72 0.04%
131 LIBERTY ALL STAR EQUITY FD 12,000 60 0.04%
Page 3 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 14,271 2,499 1.07%
2 ABBVIE INC 26,866 1,663 0.71%
3 AFLAC INC 11,229 810 0.35%
4 AGCO CORP 11,497 542 0.23%
5 ALLETE INC COM NEW 3,198 207 0.09%
6 ALPS ETF TR 513,529 20,485 8.76%
7 ALTRIA GROUP INC 3,731 257 0.11%
8 AMAZON COM INC 597 427 0.18%
9 AMERICAN ELEC PWR INC 13,765 965 0.41%
10 ANNALY CAP MGMT INC 142,222 1,574 0.67%
11 APPLE INC 3,024 289 0.12%
12 ARROW FINL CORP 21,448 650 0.28%
13 AT&T INC 30,723 1,328 0.57%
14 AUTOZONE INC 701 556 0.24%
15 Ashland Inc New 5,515 633 0.27%
16 BARCLAYS BANK 133,008 831 0.36%
17 BERKSHIRE HATHAWAY INC DEL 6,335 917 0.39%
18 BOEING CO 5,104 663 0.28%
19 BP PLC 46,023 1,634 0.70%
20 CAPITAL ONE FINL CORP 5,280 335 0.14%
21 CARTERS INC 5,840 622 0.27%
22 CHEVRON CORP NEW 21,285 2,231 0.95%
23 CLAYMORE EXCHANGE TRD FD TR 318,875 12,505 5.35%
24 CLAYMORE EXCHANGE TRD FD TR 103,130 2,443 1.04%
25 CLAYMORE EXCHANGE TRD FD TR 750,978 17,100 7.31%
26 COMCAST CORP NEW 4,645 303 0.13%
27 CONCURRENT COMPUTER CORP NEW COM PAR $.01 252,305 1,317 0.56%
28 CONOCOPHILLIPS 39,057 1,703 0.73%
29 CUMMINS INC 4,993 561 0.24%
30 DELTA AIRLINES INC DEL 11,673 425 0.18%
31 DOVER CORP 8,851 614 0.26%
32 DOW CHEM CO 31,786 1,580 0.68%
33 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
34 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
35 EATON CORP PLC 9,858 589 0.25%
36 ENTERPRISE PRODS PARTNERS L 16,118 472 0.20%
37 EVERSOURCE ENERGY 3,656 219 0.09%
38 EXXON MOBIL CORP 20,610 1,932 0.83%
39 FIRST TR EXCHANGE TRADED FD 9,657 498 0.21%
40 FIRST TR EXCHANGE TRADED FD 51,065 987 0.42%
41 FIRST TR EXCHANGE TRADED FD 46,343 1,144 0.49%
42 FIRST TR EXCHANGE TRADED FD 10,222 487 0.21%
43 FISERV INC 5,946 647 0.28%
44 First Trust Managed ETF 3,898 210 0.09%
45 GABELLI EQUITY TR INC 17,090 94 0.04%
46 GANNETT CO INC 93,446 1,290 0.55%
47 GENERAL DYNAMICS CORP 4,484 624 0.27%
48 GENERAL ELECTRIC CO 19,769 622 0.27%
49 GILEAD SCIENCES INC 6,839 571 0.24%
50 GOODYEAR TIRE & RUBR CO 19,998 513 0.22%
Page 1 of 3