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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 8,568 1,428 0.86%
2 ABBVIE INC 20,704 1,183 0.71%
3 AFLAC INC 12,897 814 0.49%
4 AGCO CORP 9,834 489 0.29%
5 ALPS ETF TR 290,396 11,305 6.79%
6 AMAZON COM INC 618 367 0.22%
7 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
8 ANNALY CAP MGMT INC 116,025 1,190 0.71%
9 APPLE INC 3,238 353 0.21%
10 ARROW FINL CORP 25,777 685 0.41%
11 AT&T INC 31,176 1,221 0.73%
12 AUTOZONE INC 562 448 0.27%
13 Ashland Inc New 4,712 518 0.31%
14 BARCLAYS BANK 318,786 1,632 0.98%
15 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
16 BOEING CO 5,215 662 0.40%
17 BP PLC 37,147 1,121 0.67%
18 CAPITAL ONE FINL CORP 5,280 366 0.22%
19 CARTERS INC 4,969 524 0.31%
20 CHEVRON CORP NEW 17,767 1,695 1.02%
21 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
22 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
23 CLAYMORE EXCHANGE TRD FD TR 41,879 969 0.58%
24 COMCAST CORP NEW 5,374 328 0.20%
25 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
26 CONOCOPHILLIPS 33,411 1,345 0.81%
27 CUMMINS INC 3,613 397 0.24%
28 DELTA AIRLINES INC DEL 8,374 408 0.24%
29 DOVER CORP 9,128 587 0.35%
30 DOW CHEM CO 27,121 1,379 0.83%
31 DR PEPPER SNAPPLE GROUP INC 7,337 656 0.39%
32 DUFF PHELPS UTLITY AND INF 42,955 683 0.41%
33 EATON CORP PLC 8,993 563 0.34%
34 ENTERPRISE PRODS PARTNERS L 16,118 397 0.24%
35 EVERSOURCE ENERGY 3,656 213 0.13%
36 EXXON MOBIL CORP 19,435 1,625 0.98%
37 FIRST TR EXCHANGE TRADED FD 48,011 891 0.53%
38 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
39 FISERV INC 5,364 550 0.33%
40 GABELLI EQUITY TR INC 17,119 93 0.06%
41 GANNETT CO INC 73,512 1,113 0.67%
42 GENERAL DYNAMICS CORP 3,779 496 0.30%
43 GENERAL ELECTRIC CO 15,502 493 0.30%
44 GILEAD SCIENCES INC 5,718 525 0.32%
45 GOODYEAR TIRE & RUBR CO 16,757 553 0.33%
46 GROUPE CGI INC 10,407 497 0.30%
47 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
48 HCP INC 33,941 1,106 0.66%
49 HOLLYFRONTIER CORP 34,327 1,212 0.73%
50 HOME DEPOT INC 2,809 375 0.23%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 GOODYEAR TIRE & RUBR CO 19,998 513 0.22%
102 JPMORGAN CHASE & CO 8,135 506 0.22%
103 SKYWORKS SOLUTIONS INC 7,902 500 0.21%
104 FIRST TR EXCHANGE TRADED FD 9,657 498 0.21%
105 SOUTHERN CO 9,124 489 0.21%
106 FIRST TR EXCHANGE TRADED FD 10,222 487 0.21%
107 PFIZER INC 13,688 482 0.21%
108 ENTERPRISE PRODS PARTNERS L 16,118 472 0.20%
109 PROCTER AND GAMBLE CO 5,110 433 0.19%
110 AMAZON COM INC 597 427 0.18%
111 DELTA AIRLINES INC DEL 11,673 425 0.18%
112 TEXAS INSTRS INC 6,346 398 0.17%
113 HOME DEPOT INC 3,009 384 0.16%
114 VANGUARD INDEX FDS 3,455 370 0.16%
115 WELLTOWER INC 4,857 370 0.16%
116 ORACLE CORP 8,804 360 0.15%
117 MEDTRONIC PLC 4,095 355 0.15%
118 LILLY ELI & CO 4,501 354 0.15%
119 Mercer International 42,300 338 0.14%
120 CAPITAL ONE FINL CORP 5,280 335 0.14%
121 SPDR S&P 500 ETF TR 1,594 334 0.14%
122 OCCIDENTAL PETE CORP DEL 4,231 320 0.14%
123 COMCAST CORP NEW 4,645 303 0.13%
124 SPDR SER TR 6,785 297 0.13%
125 APPLE INC 3,024 289 0.12%
126 WAL-MART STORES INC 3,703 270 0.12%
127 MICROSOFT CORP 5,106 261 0.11%
128 ALTRIA GROUP INC 3,731 257 0.11%
129 NEXTERA ENERGY INC 1,890 246 0.11%
130 PHILIP MORRIS INTL INC 2,216 225 0.10%
131 EVERSOURCE ENERGY 3,656 219 0.09%
132 First Trust Managed ETF 3,898 210 0.09%
133 ALLETE INC COM NEW 3,198 207 0.09%
134 SPDR SER TR 4,124 202 0.09%
135 MESABI TR 12,000 129 0.06%
136 GABELLI EQUITY TR INC 17,090 94 0.04%
137 HUTCHISON PORT HOLDINGS TRUST 24,000 81 0.03%
138 LIBERTY ALL STAR EQUITY FD 12,000 60 0.03%
Page 3 of 3