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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001606587-16-000698) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 13,229 638 0.21%
52 SCHWAB EMERGING MARKETS EQUITY ETF 13,152 280 0.09%
53 POWERSHARES ETF TR II 12,000 309 0.10%
54 LMP CAP & INCOME FD INC 11,600 152 0.05%
55 Western Asset Emerging Markets 11,346 123 0.04%
56 OPPENHEIMER REV WEIGHTD ETF 11,296 622 0.20%
57 ISHARES U S ETF TR 10,990 551 0.18%
58 NUVEEN ENERGY MLP TOTL RTRNF 10,973 144 0.05% PRN
59 COHEN STEERS TOTAL RETURN 10,930 153 0.05%
60 Babson Cap Corporate I 10,703 192 0.06%
61 TONIX PHARMACEUTICALS HOLDING 10,000 20 0.01%
62 BLACKROCK CORE BD TR 9,994 140 0.05% PRN
63 VANGUARD SPECIALIZED PORTFOL 9,414 784 0.25%
64 POWERSHARES ETF TR II 9,293 142 0.05%
65 MICROSOFT CORP 8,782 449 0.15%
66 CLAYMORE EXCHANGE TRD FD TR 8,460 182 0.06%
67 CLAYMORE EXCHANGE TRD FD TR 8,350 180 0.06%
68 OPPENHEIMER REV WEIGHTED ETF 7,734 236 0.08%
69 BLACKROCK MUNIHLDGS NY QLTY 7,285 112 0.04%
70 ISHARES TR 6,929 644 0.21%
71 POWERSHARES ETF TR II 6,660 230 0.07%
72 RYDEX ETF TRUST 6,652 534 0.17%
73 NUVEEN PREFERRED SECURITIES 6,526 60 0.02% PRN
74 SPDR SERIES TRUST 6,400 351 0.11%
75 INDEXIQ ETF TR 6,210 181 0.06%
76 COHEN STEERS CLOSED END OP 6,000 69 0.02%
77 VANGUARD WHITEHALL FDS 5,856 418 0.14%
78 CITIGROUP INC 5,792 246 0.08%
79 Nuveen Closed-End Funds/USA 5,664 81 0.03%
80 VANGUARD INTL EQUITY INDEX F 5,515 513 0.17%
81 VANGUARD INDEX FDS 5,445 630 0.20%
82 BANK AMER CORP 5,282 70 0.02%
83 BELLATRIX EXPLORATION LTD 5,150 5 0.00%
84 WESTERN ASSET HIGH INCM OPP FD 5,062 25 0.01%
85 CLAYMORE EXCHANGE TRD FD TR 5,000 109 0.04%
86 BLACKROCK ENHANCED EQT DIV T 4,919 39 0.01%
87 VBI VACCINES INC 4,895 19 0.01%
88 CLAYMORE EXCHANGE TRD FD TR 4,890 104 0.03%
89 SPDR SERIES TRUST 4,768 170 0.05%
90 ISHARES TR 4,711 473 0.15%
91 ISHARES TR 4,400 412 0.13%
92 VERIZON COMMUNICATIONS INC 4,396 245 0.08%
93 VANGUARD INTL EQUITY INDEX F 4,375 237 0.08%
94 CISCO SYS INC 4,040 116 0.04%
95 ABBVIE INC 4,039 250 0.08%
96 SUMMIT MIDSTREAM PARTNERS LP 4,000 91 0.03%
97 ISHARES TR 4,000 202 0.07%
98 DISNEY WALT CO 3,899 381 0.12%
99 CLAYMORE EXCHANGE TRD FD TR 3,810 81 0.03%
100 SSGA ACTIVE ETF TR 3,800 190 0.06%
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