| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,232,264 | 16,143,000 | 15.29% | ||
| 2 | Advisors Asset Management, Inc. | 929,675 | 12,179,000 | 11.54% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 925,715 | 12,127,000 | 11.49% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 778,530 | 10,199,000 | 9.66% | ||
| 5 | Horizon Kinetics LLC | 634,555 | 8,312,000 | 7.87% | ||
| 6 | Invesco Ltd. | 560,908 | 7,348,000 | 6.96% | ||
| 7 | WELLS FARGO & COMPANY/MN | 558,956 | 7,323,000 | 6.94% | ||
| 8 | UBS Group AG | 467,134 | 6,119,000 | 5.80% | ||
| 9 | ASSETMARK, INC | 355,821 | 4,661,000 | 4.42% | ||
| 10 | MORGAN STANLEY | 290,176 | 3,801,000 | 3.60% | ||
| 11 | COHEN & STEERS, INC. | 140,649 | 1,843,000 | 1.75% | ||
| 12 | Jacobus Wealth Management, Inc. | 133,984 | 1,755,000 | 1.66% | ||
| 13 | LPL Financial LLC | 106,773 | 1,323,000 | 1.25% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 96,329 | 1,262,000 | 1.20% | ||
| 15 | GIRARD SECURITIES, INC. | 93,258 | 1,224,000 | 1.16% | ||
| 16 | Kingfisher Capital LLC | 81,782 | 1,071,000 | 1.01% | ||
| 17 | POINTE CAPITAL MANAGEMENT LLC | 74,362 | 974,000 | 0.92% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 68,486 | 897,000 | 0.85% | ||
| 19 | HighTower Advisors, LLC | 64,038 | 841,000 | 0.80% | ||
| 20 | DOLIVER ADVISORS, LP | 60,773 | 790,000 | 0.75% | ||
| 21 | ROYAL BANK OF CANADA | 44,645 | 586,000 | 0.56% | ||
| 22 | Archford Capital Strategies, LLC | 40,560 | 531,000 | 0.50% | ||
| 23 | Aviance Capital Partners, LLC | 31,868 | 417,000 | 0.40% | ||
| 24 | Tortoise Investment Management, LLC | 26,257 | 344,000 | 0.33% | ||
| 25 | Janney Montgomery Scott LLC | 28,788 | 320,000 | 0.30% | ||
| 26 | STIFEL FINANCIAL CORP | 23,056 | 302,000 | 0.29% | ||
| 27 | First Allied Advisory Services, Inc. | 23,114 | 300,000 | 0.28% | ||
| 28 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 22,017 | 288,000 | 0.27% | ||
| 29 | Commonwealth Equity Services, Inc | 21,616 | 283,000 | 0.27% | ||
| 30 | WEALTHSOURCE PARTNERS, LLC | 19,171 | 251,000 | 0.24% | ||
| 31 | BB&T SECURITIES, LLC | 17,572 | 230,000 | 0.22% | ||
| 32 | D.A. DAVIDSON & CO. | 12,711 | 166,000 | 0.16% | ||
| 33 | Klingman & Associates, LLC | 10,973 | 144,000 | 0.14% | PRN | |
| 34 | CETERA INVESTMENT ADVISERS | 10,616 | 139,000 | 0.13% | ||
| 35 | Bank of New York Mellon Corp | 10,251 | 134,000 | 0.13% | ||
| 36 | Coe Capital Management, LLC | 10,000 | 131,000 | 0.12% | ||
| 37 | CENTRAL TRUST Co | 9,000 | 118,000 | 0.11% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 8,340 | 110,000 | 0.10% | ||
| 39 | Parkside Financial Bank & Trust | 7,834 | 103,000 | 0.10% | PRN | |
| 40 | IFP ADVISORS, INC | 6,443 | 84,000 | 0.08% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,031 | 66,000 | 0.06% | ||
| 42 | SRH ADVISORS, LLC | 4,013 | 53,000 | 0.05% | ||
| 43 | MSI Financial Services Inc | 3,337 | 44,000 | 0.04% | ||
| 44 | DEUTSCHE BANK AG\ | 2,794 | 36,000 | 0.03% | ||
| 45 | BANK OF MONTREAL /CAN/ | 1,765 | 23,000 | 0.02% | ||
| 46 | US BANCORP \DE\ | 1,658 | 22,000 | 0.02% | ||
| 47 | NEXT Financial Group, Inc | 1,500 | 19,000 | 0.02% | ||
| 48 | CITIGROUP INC | 1,316 | 17,000 | 0.02% | ||
| 49 | CAPTRUST FINANCIAL ADVISORS | 1,211 | 16,000 | 0.02% | ||
| 50 | JNBA Financial Advisors | 1,235 | 16,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
