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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 616 109 0.03%
2 ABBOTT LABS 2,056 87 0.03%
3 ABBVIE INC 4,039 255 0.08%
4 ACCENTURE PLC IRELAND 686 84 0.03%
5 ADOBE INC 225 24 0.01%
6 AFLAC INC 100 7 0.00%
7 ALLERGAN PLC 262 60 0.02%
8 ALLIANZGI DIVIDEND INT PRM 1,400 18 0.01%
9 ALPHABET INC 184 143 0.04%
10 ALPHABET INC 93 75 0.02%
11 ALPS ETF TR 500 6 0.00%
12 ALTRIA GROUP INC 3,614 228 0.07%
13 AMAZON COM INC 75 63 0.02%
14 AMERICA FIRST MULTIFAMILY IN 1,000 6 0.00%
15 AMERICAN AIRLS GROUP INC 72 3 0.00%
16 AMERICAN ELEC PWR INC 100 6 0.00%
17 AMERICAN INTL GROUP INC 3 0 0.00%
18 AMERICAN INTL GROUP INC 5 0 0.00%
19 AMERICAN TOWER CORP NEW 325 37 0.01%
20 AMERICAN WTR WKS CO INC NEW 1,288 96 0.03%
21 ANALOG DEVICES INC 2,010 130 0.04%
22 ANHEUSER BUSCH INBEV SA/NV 1,187 156 0.05%
23 ANNALY CAP MGMT INC 3,079 32 0.01%
24 APPLE INC 3,063 346 0.10%
25 AQUA AMERICA INC 1,156 35 0.01%
26 ASCENA RETAIL GROUP INC COM 1,600 9 0.00%
27 ASHLAND GLOBAL HLDGS INC 18 2 0.00%
28 AT&T INC 2,024 82 0.02%
29 AUTOMATIC DATA PROCESSING IN 2,092 185 0.06%
30 BANCO SANTANDER SA 345 2 0.00%
31 BANK AMER CORP 4,682 73 0.02%
32 BANK NEW YORK MELLON CORP 965 38 0.01%
33 BANK OF THE OZARKS INC 60 2 0.00%
34 BARINGS CORPORATE INVS 10,703 184 0.06%
35 BAXTER INTL INC 589 28 0.01%
36 BB&T CORP 2,000 75 0.02%
37 BCE INC 183 8 0.00%
38 BECTON DICKINSON & CO 25 4 0.00%
39 BERKSHIRE HATHAWAY INC DEL 3,178 459 0.14%
40 BLACKROCK CORE BD TR 9,994 142 0.04% PRN
41 BLACKROCK CORPOR HI YLD FD I 1,911 21 0.01%
42 BLACKROCK ENHANCED EQT DIV T 4,919 39 0.01%
43 BLACKROCK FLOATING RATE INCO 86,307 1,196 0.36%
44 BLACKROCK HEALTH SCIENCES TR 200 7 0.00%
45 BLACKROCK INC 100 36 0.01%
46 BLACKROCK INVT QUALITY MUN T 2,323 40 0.01%
47 BLACKROCK MUNIHLDGS NY QLTY 7,285 108 0.03%
48 BLACKROCK MUNIYIELD INVT QUA 1,000 15 0.00%
49 BLACKSTONE GROUP L P 500 13 0.00%
50 BP PLC 20 1 0.00%
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