| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 338,767 | 5,790,000 | 27.89% | ||
| 2 | ROBINSON CAPITAL MANAGEMENT, LLC | 141,732 | 2,422,000 | 11.67% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 140,507 | 2,401,000 | 11.56% | ||
| 4 | Advisors Asset Management, Inc. | 99,959 | 1,708,000 | 8.23% | ||
| 5 | MORGAN STANLEY | 84,133 | 1,437,000 | 6.92% | ||
| 6 | Affiance Financial, LLC | 63,248 | 1,081,000 | 5.21% | ||
| 7 | VAN ECK ASSOCIATES CORP | 39,420 | 674,000 | 3.25% | ||
| 8 | NATIONAL PLANNING CORP | 39,000 | 613,000 | 2.95% | ||
| 9 | UBS Group AG | 34,404 | 588,000 | 2.83% | ||
| 10 | Mariner, LLC | 30,020 | 513,000 | 2.47% | ||
| 11 | LPL Financial LLC | 18,842 | 321,000 | 1.55% | ||
| 12 | WELLS FARGO & COMPANY/MN | 17,922 | 307,000 | 1.48% | ||
| 13 | HighTower Advisors, LLC | 17,057 | 295,000 | 1.42% | ||
| 14 | BANK OF STOCKTON | 16,400 | 280,000 | 1.35% | ||
| 15 | LIDO ADVISORS, LLC | 15,860 | 271,000 | 1.31% | ||
| 16 | Creative Planning | 15,196 | 260,000 | 1.25% | ||
| 17 | Stratos Wealth Partners, LTD. | 14,000 | 239,000 | 1.15% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,143 | 224,000 | 1.08% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11,228 | 192,000 | 0.92% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 10,713 | 183,000 | 0.88% | ||
| 21 | Shamrock Asset Management LLC | 10,650 | 182,000 | 0.88% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 10,110 | 173,000 | 0.83% | ||
| 23 | IFP ADVISORS, INC | 6,198 | 106,000 | 0.51% | ||
| 24 | MSI Financial Services Inc | 5,200 | 89,000 | 0.43% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 3,805 | 65,000 | 0.31% | ||
| 26 | ROYAL BANK OF CANADA | 3,413 | 58,000 | 0.28% | ||
| 27 | ADVISOR GROUP, INC. | 3,092 | 53,000 | 0.26% | ||
| 28 | Klingman & Associates, LLC | 2,323 | 40,000 | 0.19% | ||
| 29 | People's United Financial, Inc. | 2,289 | 39,000 | 0.19% | ||
| 30 | NEXT Financial Group, Inc | 2,275 | 39,000 | 0.19% | ||
| 31 | Apriem Advisors | 2,000 | 34,000 | 0.16% | ||
| 32 | CITIGROUP INC | 1,957 | 33,000 | 0.16% | ||
| 33 | Bartlett & Co. LLC | 1,700 | 29,000 | 0.14% | ||
| 34 | FIFTH THIRD BANCORP | 1,071 | 18,000 | 0.09% | ||
| 35 | NORTHERN TRUST CORP | 22,000 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
