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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 895,391 28,205 8.50%
2 CREDIT SUISSE NASSAU BRH 729,764 15,777 4.75%
3 CLEARBRIDGE ENERGY MLP FD INCORPORATED 298,048 4,852 1.46%
4 ISHARES TR 283,259 8,492 2.56%
5 SPDR SER TR 252,131 21,270 6.41%
6 POWERSHARES ETF TRUST 188,443 17,638 5.31%
7 ISHARES TR 170,572 37,110 11.18%
8 PJT PARTNERS INC 160,000 4,363 1.31%
9 SPDR S&P 500 ETF TR 154,909 33,507 10.09%
10 ISHARES TR 140,142 16,325 4.92%
11 FIRST TR SR FLG RTE INCM FD 138,937 1,899 0.57%
12 INVESCO SR INCOME TR 128,572 557 0.17%
13 GLOBAL X FDS 128,151 1,947 0.59%
14 OPPENHEIMER REV WEIGHTD ETF 119,972 5,012 1.51%
15 POWERSHARES ETF TR II 113,657 4,716 1.42%
16 ISHARES TR 104,534 16,172 4.87%
17 ISHARES TR 100,885 4,583 1.38%
18 BLACKROCK FLOATING RATE INCO 86,307 1,196 0.36%
19 ISHARES U S ETF TR 85,351 4,284 1.29%
20 CITIZENS FINL GROUP INC 84,500 2,088 0.63%
21 POWERSHARES ETF TR II 83,591 2,132 0.64%
22 VANGUARD MALVERN FDS 71,301 3,540 1.07%
23 ISHARES TR 68,362 8,487 2.56%
24 VANGUARD INDEX FDS 67,412 5,847 1.76%
25 NUVEEN SR INCOME FD 58,048 380 0.11%
26 SPDR S&P MIDCAP 400 ETF TR 56,098 15,835 4.77%
27 CALAMOS CONV & HIGH INCOME F 51,871 571 0.17%
28 COHEN & STEERS GLOBAL INCORPORATED BLDR 49,095 436 0.13%
29 ISHARES TR 47,671 4,085 1.23%
30 ISHARES TR 46,870 2,771 0.83%
31 WESTERN ASSET EMERGING MKTS 45,282 736 0.22%
32 ISHARES TR 39,072 4,853 1.46%
33 VANGUARD INTL EQUITY INDEX F 37,328 1,696 0.51%
34 VANGUARD INTL EQUITY INDEX F 36,713 1,381 0.42%
35 GENERAL ELECTRIC CO 33,444 991 0.30%
36 ISHARES TR 27,370 1,851 0.56%
37 VANGUARD TAX-MANAGED FDS 25,078 938 0.28%
38 VANGUARD INDEX FDS 24,000 2,672 0.80%
39 WISDOMTREE TR 23,205 872 0.26%
40 POWERSHARES ETF TR II 22,600 693 0.21%
41 JPMORGAN CHASE & CO 22,378 1,490 0.45%
42 ISHARES TR 21,667 1,761 0.53%
43 ISHARES RUSSELL 1000 ETF 21,313 2,567 0.77%
44 PFIZER INC 18,860 639 0.19%
45 SPDR INDEX SHS FDS 17,487 729 0.22%
46 EXXON MOBIL CORP 17,197 1,501 0.45%
47 OPPENHEIMER REV WEIGHTD ETF 16,664 840 0.25%
48 ROYAL BK CDA MONTREAL QUE 14,355 889 0.27%
49 FIRST TR EXCHANGE TRADED FD 13,696 347 0.10%
50 ISHARES MSCI EAFE SMALL CAP IDX FD 13,229 693 0.21%
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