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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 17,177 811 0.27%
102 ISHARES SILVER TR 53,469 808 0.27%
103 BANK AMER CORP 36,283 800 0.27%
104 FIRST TR EXCHANGE TRADED FD 14,187 768 0.26%
105 GILEAD SCIENCES INC 10,525 758 0.25%
106 REYNOLDS AMERICAN INC 13,436 755 0.25%
107 FIRST TR MID CAP CORE ALPHAD 13,170 747 0.25%
108 CISCO SYS INC 24,584 744 0.25%
109 PEPSICO INC 7,135 743 0.25%
110 ISHARES TR 6,563 740 0.25%
111 GOLDMAN SACHS GROUP INC 3,056 732 0.24%
112 ISHARES TR 7,072 717 0.24%
113 VANGUARD SPECIALIZED FUNDS 8,368 711 0.24%
114 SOUTHERN CO 14,416 710 0.24%
115 VANGUARD WHITEHALL FDS 9,252 700 0.23%
116 SCHWAB U.S. LARGE-CAP VALUE ETF 14,515 698 0.23%
117 CONOCOPHILLIPS 13,790 694 0.23%
118 FIRST TR SML CP CORE ALPHA F 12,781 692 0.23%
119 ISHARES TR 6,605 691 0.23%
120 PIMCO CORPORATE INCM STRG 46,852 691 0.23%
121 SPDR S&P MIDCAP 400 ETF TR 2,272 686 0.23%
122 VANGUARD WORLD FD 6,553 685 0.23%
123 ISHARES TR 5,589 680 0.23%
124 FIRST TR EXCHANGE TRADED FD 11,879 680 0.23%
125 PRICE T ROWE GROUP INC 8,996 679 0.23%
126 BCE INC 15,634 676 0.23%
127 KIMBERLY CLARK CORP 5,941 673 0.22%
128 UNION PAC CORP 6,358 660 0.22%
129 VANGUARD STAR FDS 14,155 650 0.22%
130 ALPHABET INC 817 632 0.21%
131 GENERAL MLS INC 10,093 623 0.21%
132 PRUDENTIAL FINL INC 6,020 622 0.21%
133 METLIFE INC 11,519 621 0.21%
134 SCHWAB INTERNATIONAL EQUITY ETF 22,417 619 0.21%
135 ISHARES TR 6,979 618 0.21%
136 SPDR GOLD TR 5,627 617 0.21%
137 CVS HEALTH CORP 7,623 604 0.20%
138 DUKE ENERGY CORP NEW 7,708 599 0.20%
139 UNITED TECHNOLOGIES CORP 5,446 598 0.20%
140 FIRST TR LRG CP GRWTH ALPHAD 12,083 592 0.20%
141 ALPS ETF TR 46,240 586 0.20%
142 AUTOZONE INC 737 582 0.19%
143 LINCOLN NATL CORP IND 8,728 581 0.19%
144 CATERPILLAR INC 6,097 565 0.19%
145 VANGUARD WORLD FDS 4,398 564 0.19%
146 ISHARES TR 10,872 564 0.19%
147 VANECK ETF TRUST 26,745 559 0.19%
148 ISHARES TR 5,030 555 0.19%
149 FIRST TR LRG CP VL ALPHADEX 11,775 553 0.18%
150 NEXTERA ENERGY INC 4,615 552 0.18%
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