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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $213,192,859.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 957,021 51,804,000 24.30%
2 UBS Group AG 591,807 32,035,000 15.03%
3 LPL Financial LLC 436,695 23,783,000 11.16%
4 BANK OF AMERICA CORP /DE/ 434,903 23,541,000 11.04%
5 WELLS FARGO & COMPANY/MN 374,259 20,259,000 9.50%
6 ROYAL BANK OF CANADA 94,452 5,114,000 2.40%
7 Cambridge Investment Research Advisors, Inc. 90,959 4,924,000 2.31%
8 AMERIPRISE FINANCIAL INC 73,392 3,973,000 1.86%
9 Raymond James Financial Services Advisors, Inc. 69,137 3,743,000 1.76%
10 Commonwealth Equity Services, Inc 67,960 3,679,000 1.73%
11 ADVISOR GROUP, INC. 64,645 3,500,000 1.64%
12 RAYMOND JAMES & ASSOCIATES 50,635 2,741,000 1.29%
13 Orion Porfolio Solutions, LLC 48,000 2,598,000 1.22%
14 REZNY WEALTH MANAGEMENT, INC. 42,139 2,280,000 1.07%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,699 2,203,000 1.03%
16 Atria Investments, Inc 38,534 2,086,000 0.98%
17 MSI Financial Services Inc 34,198 1,852,000 0.87%
18 D.A. DAVIDSON & CO. 34,016 1,841,000 0.86%
19 Janney Montgomery Scott LLC 28,407 1,538,000 0.72%
20 Chicago Partners Investment Group LLC 24,407 1,321,000 0.62%
21 WAYNE HUMMER INVESTMENTS L.L.C. 20,233 1,095,000 0.51%
22 SignalPoint Asset Management, LLC 19,634 1,061,000 0.50%
23 Cetera Advisors LLC 18,938 1,018,000 0.48%
24 Private Advisor Group, LLC 18,215 1,003,000 0.47%
25 Ancora Advisors LLC 16,597 898,000 0.42%
26 HighTower Advisors, LLC 16,455 891,000 0.42%
27 SG Americas Securities, LLC 15,475 838,000 0.39%
28 NTV ASSET MANAGEMENT LLC 15,209 823,000 0.39%
29 CETERA INVESTMENT ADVISERS 14,187 768,000 0.36%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,086 762,000 0.36%
31 CITIGROUP INC 11,824 640,000 0.30%
32 STIFEL FINANCIAL CORP 10,974 596,000 0.28%
33 Cetera Advisor Networks LLC 10,993 593,000 0.28%
34 OPPENHEIMER & CO INC 10,692 579,000 0.27%
35 JPMORGAN CHASE & CO 10,177 551,000 0.26%
36 M&T BANK CORP 9,031 489,000 0.23%
37 Tower Research Capital LLC (TRC) 8,994 487,000 0.23%
38 SNOWDEN CAPITAL ADVISORS LLC 8,468 458,368 0.22%
39 IFP ADVISORS, INC 8,327 451,000 0.21%
40 ENVESTNET ASSET MANAGEMENT INC 7,467 405,000 0.19%
41 BAIRD FINANCIAL GROUP, INC. 7,248 392,000 0.18%
42 First Heartland Consultants, Inc. 7,084 383,000 0.18%
43 First Allied Advisory Services, Inc. 5,847 317,000 0.15%
44 Concert Wealth Management Inc. 4,772 259,000 0.12%
45 Stratos Wealth Partners, LTD. 4,746 257,000 0.12%
46 Sigma Planning Corp 4,652 252,000 0.12%
47 PNC FINANCIAL SERVICES GROUP, INC. 4,412 240,000 0.11%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 4,230 229,000 0.11%
49 Timber Hill LLC 4,142 224,000 0.11%
50 CIBC WORLD MARKET INC. 4,043 219,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.