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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 80 Institutional holders with a total value of $600,342,822.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,878,050 181,763,000 30.28%
2 UBS Group AG 2,710,559 127,044,000 21.16%
3 WELLS FARGO & COMPANY/MN 936,239 43,881,000 7.31%
4 LPL Financial LLC 734,057 34,677,000 5.78%
5 Cambridge Investment Research Advisors, Inc. 579,408 27,157,000 4.52%
6 BANK OF AMERICA CORP /DE/ 577,713 27,078,000 4.51%
7 Raymond James Financial Services Advisors, Inc. 388,519 18,210,000 3.03%
8 ROYAL BANK OF CANADA 350,274 16,417,000 2.73%
9 RAYMOND JAMES & ASSOCIATES 237,334 11,124,000 1.85%
10 VOYA FINANCIAL ADVISORS, INC. 194,467 9,136,000 1.52%
11 Private Advisor Group, LLC 186,920 8,872,000 1.48%
12 RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC 183,983 8,700,000 1.45%
13 HighTower Advisors, LLC 144,822 6,786,000 1.13%
14 BANCO SANTANDER CENTRAL HISPANO SA 118,415 5,550,000 0.92%
15 HL FINANCIAL SERVICES LLC 97,301 4,560,000 0.76%
16 BSC PRIVATE WEALTH MANAGEMENT, LLC 94,685 4,473,000 0.75%
17 Cetera Advisors LLC 95,364 4,468,000 0.74%
18 First Allied Advisory Services, Inc. 79,518 3,727,000 0.62%
19 AMERIPRISE FINANCIAL INC 77,403 3,628,000 0.60%
20 Regal Investment Advisors LLC 76,553 3,588,000 0.60%
21 MSI Financial Services Inc 72,830 3,414,000 0.57%
22 Commonwealth Equity Services, Inc 71,637 3,358,000 0.56%
23 WAYNE HUMMER INVESTMENTS L.L.C. 61,312 2,874,000 0.48%
24 CREATIVE FINANCIAL DESIGNS INC /ADV 46,569 2,183,000 0.36%
25 FIRST CAPITAL ADVISORS GROUP, LLC. 45,865 2,150,000 0.36%
26 OPPENHEIMER & CO INC 45,132 2,115,000 0.35%
27 FDx Advisors, Inc. 42,771 2,005,000 0.33%
28 BAROMETER CAPITAL MANAGEMENT INC. 41,500 1,945,000 0.32%
29 ADVISOR GROUP, INC. 40,712 1,907,000 0.32%
30 BAIRD FINANCIAL GROUP, INC. 38,503 1,805,000 0.30%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,079 1,785,000 0.30%
32 Janney Montgomery Scott LLC 35,594 1,668,000 0.28%
33 SNOWDEN CAPITAL ADVISORS LLC 35,308 1,654,886 0.28%
34 JPMORGAN CHASE & CO 32,284 1,513,000 0.25%
35 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 28,599 1,340,000 0.22%
36 CORNERSTONE WEALTH MANAGEMENT, LLC 27,939 1,319,000 0.22%
37 PINNACLE FAMILY ADVISORS, LLC 25,889 1,213,000 0.20%
38 Cetera Advisor Networks LLC 25,731 1,203,000 0.20%
39 Tower Research Capital LLC (TRC) 21,051 987,000 0.16%
40 PNC FINANCIAL SERVICES GROUP, INC. 19,673 922,000 0.15%
41 STIFEL FINANCIAL CORP 19,556 919,000 0.15%
42 D.A. DAVIDSON & CO. 18,684 875,000 0.15%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,411 796,000 0.13%
44 IHT WEALTH MANAGEMENT, LLC 15,195 718,000 0.12%
45 FIRST TRUST ADVISORS LP 14,668 687,000 0.11%
46 STEELBRIDGE PRIVATE WEALTH ADVISORS LLC 13,650 650,000 0.11%
47 SUNTRUST BANKS INC 12,529 586,000 0.10%
48 Stratos Wealth Partners, LTD. 12,215 573,000 0.10%
49 CITIGROUP INC 12,038 564,000 0.09%
50 BLAIR WILLIAM & CO/IL 11,856 556,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.