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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $283,120,090.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,391,060 74,894,000 26.45%
2 MORGAN STANLEY 833,790 44,891,000 15.86%
3 UBS Group AG 440,102 23,695,000 8.37%
4 RAYMOND JAMES & ASSOCIATES 286,635 15,432,000 5.45%
5 Raymond James Financial Services Advisors, Inc. 247,620 13,332,000 4.71%
6 LPL Financial LLC 183,599 9,947,000 3.51%
7 HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC 163,447 8,917,000 3.15%
8 Astor Investment Management LLC 133,367 7,180,000 2.54%
9 ROYAL BANK OF CANADA 123,124 6,629,000 2.34%
10 BANK OF AMERICA CORP /DE/ 119,278 6,422,000 2.27%
11 PINNACLE FAMILY ADVISORS, LLC 113,373 6,104,000 2.16%
12 AMERIPRISE FINANCIAL INC 92,198 4,964,000 1.75%
13 BAIRD FINANCIAL GROUP, INC. 87,778 4,726,000 1.67%
14 ENVESTNET ASSET MANAGEMENT INC 86,051 4,636,000 1.64%
15 HL FINANCIAL SERVICES LLC 79,939 4,304,000 1.52%
16 STIFEL FINANCIAL CORP 74,113 3,994,000 1.41%
17 SG Americas Securities, LLC 70,978 3,821,000 1.35%
18 Legacy Private Trust Co. 70,405 3,791,000 1.34%
19 Janney Montgomery Scott LLC 56,507 3,042,000 1.07%
20 First Allied Advisory Services, Inc. 31,715 1,708,000 0.60%
21 INVESTMENT CENTERS OF AMERICA INC 30,052 1,620,000 0.57%
22 Regal Investment Advisors LLC 27,352 1,473,000 0.52%
23 MARINER INDEPENDENT ADVISOR NETWORK, LLC 26,491 1,426,000 0.50%
24 Commonwealth Equity Services, Inc 25,396 1,367,000 0.48%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,658 1,325,000 0.47%
26 BSC PRIVATE WEALTH MANAGEMENT, LLC 23,771 1,288,000 0.45%
27 SNOWDEN CAPITAL ADVISORS LLC 23,861 1,284,676 0.45%
28 Cambridge Investment Research Advisors, Inc. 23,734 1,278,000 0.45%
29 WAYNE HUMMER INVESTMENTS L.L.C. 23,470 1,264,000 0.45%
30 PARK NATIONAL CORP /OH/ 22,494 1,211,000 0.43%
31 Cetera Advisor Networks LLC 21,374 1,151,000 0.41%
32 US BANCORP \DE\ 17,853 961,000 0.34%
33 D.A. DAVIDSON & CO. 17,514 942,000 0.33%
34 ADVISOR GROUP, INC. 16,743 900,000 0.32%
35 USCA RIA LLC 15,743 848,000 0.30%
36 Frontier Wealth Management LLC 15,437 831,000 0.29%
37 CORNERSTONE WEALTH MANAGEMENT, LLC 14,671 795,000 0.28%
38 HighTower Advisors, LLC 14,437 779,000 0.28%
39 MSI Financial Services Inc 13,435 723,000 0.26%
40 FIRST TRUST ADVISORS LP 12,908 695,000 0.25%
41 CETERA INVESTMENT ADVISERS 12,781 692,000 0.24%
42 JPMORGAN CHASE & CO 11,815 636,000 0.22%
43 GOLDMAN SACHS GROUP INC 11,805 636,000 0.22%
44 NORTHWEST WEALTH MANAGEMENT, LLC 11,507 620,000 0.22%
45 GIRARD SECURITIES, INC. 11,061 596,000 0.21%
46 Atria Investments, Inc 9,643 519,000 0.18%
47 SYNOVUS FINANCIAL CORP 8,358 450,000 0.16%
48 Bison Wealth, LLC 7,404 399,000 0.14%
49 INTEGRATED WEALTH MANAGEMENT 6,456 348,000 0.12%
50 BB&T SECURITIES, LLC 6,720 334,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.