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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 118 Institutional holders with a total value of $414,877,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,337,163 76,619,000 18.47%
2 WELLS FARGO & COMPANY/MN 810,361 46,433,000 11.19%
3 BANK OF AMERICA CORP /DE/ 599,482 34,350,000 8.28%
4 UBS Group AG 509,528 29,196,000 7.04%
5 LPL Financial LLC 423,308 24,497,000 5.90%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 366,485 21,000,000 5.06%
7 GOLDMAN SACHS GROUP INC 321,673 18,432,000 4.44%
8 Raymond James Financial Services Advisors, Inc. 252,887 14,490,000 3.49%
9 ENVESTNET ASSET MANAGEMENT INC 239,125 13,700,000 3.30%
10 CREDIT SUISSE AG/ 199,076 11,407,000 2.75%
11 RAYMOND JAMES & ASSOCIATES 176,076 10,089,000 2.43%
12 BB&T SECURITIES, LLC 116,829 7,109,000 1.71%
13 SignalPoint Asset Management, LLC 123,173 7,058,000 1.70%
14 ROYAL BANK OF CANADA 110,723 6,344,000 1.53%
15 BAIRD FINANCIAL GROUP, INC. 103,326 5,921,000 1.43%
16 Janney Montgomery Scott LLC 90,695 5,197,000 1.25%
17 SG Americas Securities, LLC 84,331 4,832,000 1.16%
18 AMERIPRISE FINANCIAL INC 81,762 4,685,000 1.13%
19 CITADEL ADVISORS LLC 69,055 3,957,000 0.95%
20 Tower Research Capital LLC (TRC) 68,965 3,952,000 0.95%
21 Cambridge Investment Research Advisors, Inc. 64,717 3,708,000 0.89%
22 PURA VIDA INVESTMENTS, LLC 60,000 3,438,000 0.83% Put
23 BENJAMIN F. EDWARDS & COMPANY, INC. 51,323 2,941,000 0.71%
24 BKS ADVISORS, LLC 50,432 2,890,000 0.70%
25 Commonwealth Equity Services, Inc 48,729 2,792,000 0.67%
26 SUNTRUST BANKS INC 46,200 2,785,000 0.67%
27 LEVEL FOUR ADVISORY SERVICES, LLC 43,070 2,468,000 0.59%
28 Creative Planning 39,715 2,276,000 0.55%
29 MSI Financial Services Inc 39,035 2,237,000 0.54%
30 CITIGROUP INC 36,866 2,112,000 0.51%
31 JANE STREET GROUP, LLC 35,951 2,060,000 0.50%
32 STIFEL FINANCIAL CORP 34,538 1,983,000 0.48%
33 OLD NATIONAL BANCORP /IN/ 33,276 1,907,000 0.46%
34 SNOWDEN CAPITAL ADVISORS LLC 28,573 1,637,233 0.39%
35 ADVISOR GROUP, INC. 25,850 1,481,000 0.36%
36 Virtu KCG Holdings LLC 22,916 1,313,000 0.32%
37 PNC FINANCIAL SERVICES GROUP, INC. 22,096 1,266,000 0.31%
38 Ironsides Asset Advisors, LLC 21,215 1,216,000 0.29%
39 First Allied Advisory Services, Inc. 20,518 1,176,000 0.28%
40 OPPENHEIMER & CO INC 18,039 1,034,000 0.25%
41 JPMORGAN CHASE & CO 16,991 974,000 0.23%
42 Hilltop Holdings Inc. 16,983 973,000 0.23%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,529 952,000 0.23%
44 IFC Holdings Incorporated/FL 16,514 946,000 0.23%
45 NORTHWEST WEALTH MANAGEMENT, LLC 15,822 907,000 0.22%
46 WAYNE HUMMER INVESTMENTS L.L.C. 15,343 879,000 0.21%
47 Prospera Financial Services Inc 15,082 875,000 0.21%
48 Private Advisor Group, LLC 14,116 838,000 0.20%
49 WOLVERINE TRADING LP /BD 13,547 776,000 0.19%
50 IFP ADVISORS, INC 13,281 761,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.