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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
451 NORFOLK SOUTHERN CORP 10,021 853 0.11%
452 NORTHROP GRUMMAN CORP 5,439 1,209 0.15%
453 NORTHROP GRUMMAN CORP 3,141 698 0.09%
454 NOVAGOLD RES INC 46,800 286 0.04%
455 NOVARTIS A G 3,164 261 0.03%
456 NOVAVAX INC COM 11,750 85 0.01%
457 NUSTAR ENERGY LP 8,010 399 0.05%
458 NUVEEN AMT FREE QLTY MUN INC 11,291 169 0.02%
459 NUVEEN CR STRATEGIES INCOME FD COM SHS 39,615 320 0.04%
460 NUVEEN DOW 30 DYNAMIC OVERWR 10,813 157 0.02%
461 NUVEEN FLTNG RTE INCM OPP FD 13,400 137 0.02%
462 NUVEEN MUN VALUE FD INC 11,200 121 0.02%
463 NUVEEN PREFERRED SECURITIES 52,249 483 0.06%
464 NUVEEN PREM INCOME MUN FD 2 12,498 194 0.02%
465 NUVEEN S P 500 DYNAMIC OVERW 37,461 506 0.06%
466 O REILLY AUTOMOTIVE INC NEW 4,092 1,109 0.14%
467 O REILLY AUTOMOTIVE INC NEW 1,556 422 0.05%
468 OASIS PETE INC NEW 11,200 105 0.01%
469 OCCIDENTAL PETE CORP DEL 21,560 1,629 0.21%
470 OCEAN BIO CHEM INC 35,500 86 0.01%
471 OCEAN RIG UDW INC 68,566 170 0.02%
472 OMEGA HEALTHCARE INVS INC 8,922 303 0.04%
473 OMEROS CORP 10,000 105 0.01%
474 ONEOK PARTNERS LP 18,633 746 0.09%
475 OPEN TEXT CORP 7,019 415 0.05%
476 ORACLE CORP 11,044 452 0.06%
477 ORACLE CORP 65,078 2,664 0.34%
478 ORANGE ADR SPONSORED 13,736 226 0.03%
479 ORBITAL ATK INC 12,151 1,035 0.13%
480 ORBITAL ATK INC 4,331 369 0.05%
481 ORCHID IS CAP INC 11,193 115 0.01%
482 PACCAR INC 19,448 1,009 0.13%
483 PACCAR INC 75,213 3,901 0.50%
484 PACWEST BANCORP DEL COM 96,483 3,838 0.49%
485 PACWEST BANCORP DEL COM 24,232 964 0.12%
486 PAYCHEX INC 16,114 959 0.12%
487 PAYPAL HLDGS INC 22,175 810 0.10%
488 PAYPAL HLDGS INC 18,621 680 0.09%
489 PDC ENERGY INC 11,522 664 0.08%
490 PEMBINA PIPELINE CORP 8,050 244 0.03%
491 PENGROWTH ENERGY CORP 11,410 21 0.00%
492 PENGROWTH ENERGY CORP 126,190 232 0.03%
493 PENN WEST PETE LTD NEW 20,401 28 0.00%
494 PENN WEST PETE LTD NEW 10,098 14 0.00%
495 PENNANTPARK FLOATING RATE CA 15,700 195 0.02%
496 PENNANTPARK INVT CORP 15,750 108 0.01%
497 PENNEY J C 11,400 101 0.01%
498 PENNSYLVANIA REAL ESTATE INV 27,200 583 0.07%
499 PENTAIR PLC 9,043 527 0.07%
500 PEPSICO INC 14,613 1,548 0.20%
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