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Institutional Investment Manager
AE WEALTH MANAGEMENT LLC
AE WEALTH MANAGEMENT LLC (CIK: 0001697723). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 189 holdings with a total value of $246,887,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SIRIUS XM HOLDINGS INC 13,230 59,000 0.02%
2 VEREIT 17,037 144,000 0.06%
3 ISHARES GOLD TRUST 13,318 148,000 0.06%
4 RETAIL PPTYS AMER INC CL A 10,873 167,000 0.07%
5 GLOBAL X FDS 13,826 177,000 0.07%
6 ANNALY CAP MGMT INC 18,617 186,000 0.08%
7 VANECK VECTORS ETF TR 11,614 204,000 0.08%
8 DISNEY WALT CO 1,982 207,000 0.08%
9 VANGUARD WORLD FD 2,803 214,000 0.09%
10 FIRST TR EXCHANGE-TRADED FD 11,395 216,000 0.09%
11 VANGUARD INDEX FDS 1,666 219,000 0.09%
12 VANGUARD WORLD FD 1,827 222,000 0.09%
13 FIRST TR EXCHANGE TRADED FD 6,274 223,000 0.09%
14 RYDEX ETF TRUST 2,746 229,000 0.09%
15 NEW RESIDENTIAL INVT CORP COM NEW 14,622 230,000 0.09%
16 DU PONT E I DE NEMOURS & CO 3,170 233,000 0.09%
17 FIRST TR MORNINGSTAR DIV LEA 8,396 233,000 0.09%
18 VANGUARD WORLD FD 2,236 239,000 0.10%
19 SELECT SECTOR SPDR TR 4,933 239,000 0.10%
20 SELECT SECTOR SPDR TR 2,958 241,000 0.10%
21 VANGUARD BD INDEX FDS 2,978 241,000 0.10%
22 REALTY INCOME CORP 4,226 243,000 0.10%
23 TOTAL S A 4,787 244,000 0.10%
24 ISHARES TR 2,987 246,000 0.10%
25 KROGER CO 7,375 255,000 0.10%
26 HUMANA INC 1,257 256,000 0.10%
27 VENTAS INC 4,145 259,000 0.10%
28 CONSOLIDATED EDISON INC 3,543 261,000 0.11%
29 CAPITOL FED FINL INC 15,902 262,000 0.11%
30 ASTRAZENECA PLC 9,579 262,000 0.11%
31 INTEL CORP 7,240 263,000 0.11%
32 ORACLE CORP 7,063 272,000 0.11%
33 VANGUARD INTL EQUITY INDEX F 6,281 278,000 0.11%
34 UNILEVER PLC 6,880 280,000 0.11%
35 AMERICAN ELEC PWR INC 4,512 284,000 0.12%
36 SELECT SECTOR SPDR TR 4,192 289,000 0.12%
37 KRAFT HEINZ CO 3,337 291,000 0.12%
38 ISHARES RUSSELL 2000 GROWTH ETF 1,908 294,000 0.12%
39 ISHARES TR 2,192 296,000 0.12%
40 ROYAL DUTCH SHELL PLC 5,214 302,000 0.12%
41 VANGUARD SCOTTSDALE FDS 4,721 302,000 0.12%
42 POWERSHARES ETF TRUST 16,809 302,000 0.12%
43 JPMORGAN CHASE & CO 3,679 317,000 0.13%
44 VANGUARD BD INDEX FDS 4,051 322,000 0.13%
45 BANK AMER CORP 14,701 325,000 0.13%
46 BRISTOL MYERS SQUIBB CO 5,553 325,000 0.13%
47 VANGUARD WORLD FD 3,909 341,000 0.14%
48 SPDR DOW JONES INDL AVRG ETF 1,728 341,000 0.14%
49 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 7,475 342,000 0.14%
50 VANECK VECTORS ETF TR 11,597 344,000 0.14%
Page 1 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001697723-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.