Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 37 Institutional holders with a total value of $44,639,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVIANCE CAPITAL MANAGEMENT, LLC 1,796,719 22,998,000 51.52%
2 Gradient Investments LLC 452,483 5,792,000 12.98%
3 BANK OF AMERICA CORP /DE/ 255,902 3,276,000 7.34%
4 ENVESTNET ASSET MANAGEMENT INC 183,243 2,346,000 5.26%
5 Partnervest Advisory Services LLC 114,704 1,468,000 3.29%
6 LPL Financial LLC 99,956 1,283,000 2.87%
7 Janney Montgomery Scott LLC 79,449 1,017,000 2.28%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,555 955,000 2.14%
9 MORGAN STANLEY 59,797 765,000 1.71%
10 INVESTMENT CENTERS OF AMERICA INC 40,275 515,000 1.15%
11 Freedom Investment Management, Inc. 38,366 491,000 1.10%
12 Bluefin Trading, LLC 33,103 424,000 0.95%
13 UBS Group AG 31,559 404,000 0.91%
14 First Allied Advisory Services, Inc. 28,027 359,000 0.80%
15 GUGGENHEIM CAPITAL LLC 27,664 354,000 0.79%
16 ROYAL BANK OF CANADA 26,908 345,000 0.77%
17 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 24,400 312,000 0.70%
18 Cambridge Investment Research Advisors, Inc. 20,412 261,000 0.58%
19 Commonwealth Equity Services, Inc 15,713 201,000 0.45%
20 MSI Financial Services Inc 13,924 178,000 0.40%
21 AE WEALTH MANAGEMENT LLC 13,826 177,000 0.40%
22 Virtu KCG Holdings LLC 11,104 142,000 0.32%
23 Vantage Investment Advisors, LLC 7,090 91,000 0.20%
24 WELLS FARGO & COMPANY/MN 6,282 80,000 0.18%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,209 80,000 0.18%
26 CITIGROUP INC 4,950 63,000 0.14%
27 IFP ADVISORS, INC 4,863 62,000 0.14%
28 ADVISOR GROUP, INC. 4,589 58,000 0.13%
29 NEXT Financial Group, Inc 3,026 39,000 0.09%
30 Creative Planning 2,286 29,000 0.06%
31 BALDWIN WEALTH PARTNERS LLC/MA 2,000 26,000 0.06%
32 GLOBAL RETIREMENT PARTNERS, LLC 1,445 18,000 0.04%
33 JPMORGAN CHASE & CO 941 12,000 0.03%
34 GENEOS WEALTH MANAGEMENT INC. 650 8,000 0.02%
35 FUSION FAMILY WEALTH, LLC 535 7,000 0.02% SH
36 People's United Financial, Inc. 260 3,000 0.01%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.