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AMERICAN STATES WATER CO
AMERICAN STATES WATER CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 196 Institutional holders with a total value of $939,738,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Louisiana State Employees Retirement System 16,800 670,000 0.07%
102 NISA INVESTMENT ADVISORS, LLC 16,700 666,000 0.07%
103 PEAK6 Group LLC 16,600 662,000 0.07% Call
104 THRIVENT FINANCIAL FOR LUTHERANS 15,904 633,000 0.07%
105 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,800 630,000 0.07%
106 PRICE T ROWE ASSOCIATES INC /MD/ 15,119 603,000 0.06%
107 LPL Financial LLC 15,080 602,000 0.06%
108 Gotham Asset Management, LLC 14,371 573,000 0.06%
109 CAPITAL ONE, NATIONAL ASSOCIATION 14,134 564,000 0.06%
110 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 14,000 558,000 0.06%
111 MURPHY CAPITAL MANAGEMENT INC 13,950 556,000 0.06%
112 UBS Group AG 13,300 531,000 0.06% Call
113 CITIGROUP INC 13,182 526,000 0.06%
114 LUCUS ADVISORS LLC 13,168 525,000 0.06%
115 Ashfield Capital Partners, LLC 12,684 506,000 0.05%
116 ALPHA WINDWARD LLC 12,300 491,000 0.05%
117 SYMONS CAPITAL MANAGEMENT INC 11,865 473,295 0.05%
118 MACQUARIE GROUP LTD 11,600 463,000 0.05%
119 LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 11,090 442,000 0.05%
120 BLACKHILL CAPITAL INC 10,800 431,000 0.05%
121 ProShare Advisors LLC 10,586 422,000 0.04%
122 Fruth Investment Management 10,100 402,000 0.04%
123 PROFUND ADVISORS LLC 9,915 396,000 0.04%
124 CoreCommodity Management, LLC 9,897 395,000 0.04%
125 PineBridge Investments, L.P. 9,912 395,000 0.04%
126 Cambridge Investment Research Advisors, Inc. 9,309 371,000 0.04%
127 Freedom Investment Management, Inc. 9,277 370,000 0.04%
128 Visium Asset Management, LP 9,035 360,000 0.04%
129 MENTA CAPITAL LLC 8,800 351,000 0.04%
130 STIFEL FINANCIAL CORP 8,640 344,000 0.04%
131 Hillsdale Investment Management Inc. 8,200 327,000 0.03%
132 ATHERTON LANE ADVISERS, LLC 8,000 319,000 0.03%
133 BRIDGES INVESTMENT COUNSEL INC/ 7,812 312,000 0.03%
134 Municipal Employees' Retirement System of Michigan 7,200 287,000 0.03%
135 King Wealth Management Group 7,000 279,000 0.03%
136 Cubist Systematic Strategies, LLC 6,849 273,000 0.03%
137 GW HENSSLER & ASSOCIATES LTD 6,690 267,000 0.03%
138 TOKIO MARINE ASSET MANAGEMENT CO LTD 6,600 263,000 0.03%
139 OFI Advisors LLC 6,393 255,000 0.03%
140 FIRST MIDWEST BANK TRUST DIVISION 6,362 254,000 0.03%
141 Buckingham Capital Management, Inc. 6,100 243,000 0.03%
142 Prospera Financial Services Inc 5,825 232,000 0.02%
143 CHICAGO EQUITY PARTNERS LLC 5,295 211,000 0.02%
144 DEERE & CO 5,237 209,000 0.02%
145 Essex Financial Services, Inc. 5,152 206,000 0.02%
146 KELLY LAWRENCE W & ASSOCIATES INC/CA 5,080 203,000 0.02%
147 MASON STREET ADVISORS, LLC 5,075 202,000 0.02%
148 PEAK6 Group LLC 4,400 176,000 0.02% Put
149 CANADA LIFE ASSURANCE Co 3,623 144,000 0.02%
150 FIRST QUADRANT LLC/CA 3,500 140,000 0.01%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.