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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 198 Institutional holders with a total value of $852,065,325.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PALLADIEM, LLC 62 2,000 0.00%
2 ENTERPRISE FINANCIAL SERVICES CORP 58 2,000 0.00%
3 Independent Portfolio Consultants, Inc. 80 3,000 0.00%
4 WealthTrust-Arizona, LLC 110 4,000 0.00%
5 FIFTH THIRD BANCORP 136 5,000 0.00%
6 Sandy Spring Bank 150 6,000 0.00%
7 CENTRAL TRUST Co 150 6,000 0.00%
8 Alexandria Capital, LLC 210 8,000 0.00%
9 Evercore Wealth Management, LLC 200 8,000 0.00%
10 Zurcher Kantonalbank (Zurich Cantonalbank) 285 11,000 0.00%
11 Smithfield Trust Co 320 12,000 0.00%
12 MSI Financial Services Inc 339 13,000 0.00%
13 WFG Advisors, LP 404 15,000 0.00%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 419 16,000 0.00%
15 HUNTINGTON NATIONAL BANK 560 21,000 0.00%
16 FIRST NATIONAL BANK SIOUX FALLS 600 22,000 0.00%
17 RATIONAL ADVISORS, INC. 672 25,000 0.00%
18 HARFST & ASSOCIATES, INC. 900 34,000 0.00%
19 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 900 34,000 0.00%
20 FineMark National Bank & Trust 900 34,000 0.00%
21 Mercer Capital Advisers, Inc. 1,000 37,000 0.00%
22 Avior Wealth Management, LLC 1,000 37,000 0.00%
23 Financial Architects, Inc 1,000 37,000 0.00%
24 Plante Moran Financial Advisors, LLC 1,000 37,000 0.00%
25 America First Investment Advisors, LLC 996 37,000 0.00%
26 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,126 42,000 0.00%
27 LS Investment Advisors, LLC 1,216 45,000 0.01%
28 CITY HOLDING CO 1,200 45,000 0.01%
29 Winslow, Evans & Crocker, Inc. 1,400 52,346 0.01%
30 PICTON MAHONEY ASSET MANAGEMENT 1,500 56,000 0.01% SH
31 VAN ECK ASSOCIATES CORP 1,577 59,000 0.01%
32 PEAK6 Group LLC 1,700 64,000 0.01% Call
33 BRUDERMAN ASSET MANAGEMENT, LLC 1,892 71,000 0.01%
34 TRUST CO OF VERMONT 2,000 75,000 0.01%
35 D.A. DAVIDSON & CO. 2,100 78,000 0.01%
36 FIRST MANHATTAN CO. LLC. 2,200 82,000 0.01%
37 WHITTIER TRUST CO 2,256 84,000 0.01%
38 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,261 85,000 0.01%
39 HOERTKORN RICHARD CHARLES 2,260 85,000 0.01%
40 SeaBridge Investment Advisors LLC 2,400 90,000 0.01%
41 Johnson Financial Group, Inc. 2,475 93,000 0.01%
42 NORDEA INVESTMENT MANAGEMENT AB 3,011 113,000 0.01%
43 Alpine Global Management, LLC 3,101 116,000 0.01%
44 NEXT Financial Group, Inc 3,350 125,000 0.01%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,532 132,000 0.02%
46 CANADA LIFE ASSURANCE Co 3,623 135,000 0.02%
47 BNP PARIBAS FINANCIAL MARKETS 4,204 157,188 0.02%
48 PineBridge Investments, L.P. 4,318 162,000 0.02%
49 KELLY LAWRENCE W & ASSOCIATES INC/CA 5,080 190,000 0.02%
50 MASON STREET ADVISORS, LLC 5,219 195,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.