Dark
Light
System
Security
AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 209 Institutional holders with a total value of $976,872,213.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 RHUMBLINE ADVISERS 78,055 3,274,000 0.34%
52 WELLS FARGO & COMPANY/MN 76,858 3,224,000 0.33%
53 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 76,500 3,209,000 0.33%
54 AMERICAN CENTURY COMPANIES INC 72,897 3,058,000 0.31%
55 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 70,048 2,939,000 0.30%
56 Cutter & CO Brokerage, Inc. 69,880 2,931,000 0.30%
57 VOYA INVESTMENT MANAGEMENT LLC 68,795 2,886,000 0.30%
58 ALLIANCEBERNSTEIN L.P. 68,288 2,827,000 0.29%
59 NEW YORK STATE COMMON RETIREMENT FUND 61,420 2,577,000 0.26%
60 Commonwealth Equity Services, Inc 60,636 2,544,000 0.26%
61 NJ State Employees Deferred Compensation Plan 60,000 2,517,000 0.26%
62 MILLENNIUM MANAGEMENT LLC 52,968 2,222,000 0.23%
63 BAIRD FINANCIAL GROUP, INC. 51,612 2,165,000 0.22%
64 Swiss National Bank 50,500 2,118,000 0.22%
65 GABELLI FUNDS LLC 47,000 1,972,000 0.20%
66 THB ASSET MANAGEMENT 45,810 1,921,000 0.20%
67 BALDWIN WEALTH PARTNERS LLC/MA 45,073 1,891,000 0.19%
68 AQR CAPITAL MANAGEMENT LLC 44,707 1,875,000 0.19%
69 Nationwide Fund Advisors 42,766 1,794,000 0.18%
70 LOS ANGELES CAPITAL MANAGEMENT LLC 40,733 1,709,000 0.17%
71 BlackRock Finance, Inc. 38,400 1,611,000 0.16%
72 COMERICA BANK 37,405 1,513,000 0.15%
73 Grantham, Mayo, Van Otterloo & Co. LLC 34,200 1,435,000 0.15%
74 HSBC HOLDINGS PLC 34,166 1,433,000 0.15%
75 AMERICAN NATIONAL INSURANCE CO 33,000 1,384,000 0.14%
76 Magellan Asset Management Ltd 32,505 1,346,000 0.14%
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 31,997 1,342,000 0.14%
78 Malaga Cove Capital, LLC 31,456 1,327,000 0.14%
79 TEXAS PERMANENT SCHOOL FUND CORP 30,585 1,283,000 0.13%
80 AMERICAN INTERNATIONAL GROUP, INC. 30,541 1,281,000 0.13%
81 Janney Montgomery Scott LLC 30,426 1,276,000 0.13%
82 State of Tennessee, Department of Treasury 29,100 1,221,000 0.12%
83 PEAK6 Group LLC 27,800 1,166,000 0.12% Put
84 BARCLAYS PLC 27,617 1,133,000 0.12%
85 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26,392 1,107,000 0.11%
86 PUBLIC SECTOR PENSION INVESTMENT BOARD 25,646 1,076,000 0.11%
87 METROPOLITAN LIFE INSURANCE CO/NY 25,618 1,075,000 0.11%
88 Paloma Partners Management Co 25,376 1,066,000 0.11%
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 25,159 1,056,000 0.11%
90 AMP Capital Investors Ltd 24,293 1,047,000 0.11%
91 Aperio Group, LLC 24,519 1,029,000 0.11% SH
92 MARTINGALE ASSET MANAGEMENT L P 23,712 995,000 0.10%
93 Advisors Asset Management, Inc. 23,693 994,000 0.10%
94 CITADEL ADVISORS LLC 22,994 964,000 0.10%
95 Raymond James Financial Services Advisors, Inc. 22,797 956,000 0.10%
96 WEATHERLY ASSET MANAGEMENT L. P. 21,729 911,000 0.09%
97 TEACHER RETIREMENT SYSTEM OF TEXAS 21,670 909,000 0.09%
98 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 19,876 834,000 0.09%
99 PRICE T ROWE ASSOCIATES INC /MD/ 19,155 804,000 0.08%
100 RAYMOND JAMES & ASSOCIATES 19,005 797,000 0.08%
Page 2 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.