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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 219 Institutional holders with a total value of $912,878,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Put
3 BRONFMAN E.L. ROTHSCHILD, L.P. 23 1,000 0.00%
4 QUADRANT CAPITAL GROUP LLC 30 1,000 0.00%
5 TORONTO DOMINION BANK 37 1,000 0.00%
6 LOOMIS SAYLES & CO L P 45 2,000 0.00%
7 ENTERPRISE FINANCIAL SERVICES CORP 58 2,000 0.00%
8 WealthTrust-Arizona, LLC 111 4,000 0.00%
9 PENSERRA CAPITAL MANAGEMENT LLC 151 5,000 0.00%
10 BRUDERMAN ASSET MANAGEMENT, LLC 145 6,000 0.00%
11 Alexandria Capital, LLC 213 8,000 0.00%
12 Evercore Wealth Management, LLC 296 12,000 0.00%
13 Smithfield Trust Co 320 13,000 0.00%
14 CUTLER GROUP LLC / CA 332 13,000 0.00%
15 CENTRAL TRUST Co 362 14,000 0.00%
16 FULLER & THALER ASSET MANAGEMENT, INC. 395 16,000 0.00%
17 Independent Portfolio Consultants, Inc. 395 16,000 0.00%
18 Johnson Financial Group, Inc. 425 17,000 0.00%
19 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 533 21,000 0.00%
20 FIRST NATIONAL BANK SIOUX FALLS 600 24,000 0.00%
21 SUTTON WEALTH ADVISORS INC. 639 25,151 0.00%
22 ETF MANAGERS GROUP, LLC 664 29,000 0.00%
23 Zurcher Kantonalbank (Zurich Cantonalbank) 823 32,000 0.00%
24 WFG Advisors, LP 811 32,000 0.00%
25 GENEOS WEALTH MANAGEMENT INC. 869 34,000 0.00%
26 FineMark National Bank & Trust 900 35,000 0.00%
27 America First Investment Advisors, LLC 996 39,000 0.00%
28 Mercer Capital Advisers, Inc. 1,000 39,000 0.00%
29 Financial Architects, Inc 1,000 39,000 0.00%
30 Creative Planning 1,023 40,000 0.00%
31 VERSANT CAPITAL MANAGEMENT, INC 1,125 44,000 0.00%
32 FEDERATED HERMES, INC. 1,109 44,000 0.00%
33 SIMPLEX TRADING, LLC 1,145 45,000 0.00%
34 CITY HOLDING CO 1,200 47,000 0.01%
35 Clean Yield Group 1,200 47,000 0.01%
36 VAN ECK ASSOCIATES CORP 1,218 48,000 0.01%
37 LS Investment Advisors, LLC 1,216 48,000 0.01%
38 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 1,400 55,000 0.01%
39 Winslow, Evans & Crocker, Inc. 1,400 55,104 0.01%
40 VICTORY CAPITAL MANAGEMENT INC 1,419 56,000 0.01%
41 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,480 58,000 0.01%
42 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,634 64,000 0.01%
43 GAM Holding AG 1,645 65,000 0.01%
44 SEI INVESTMENTS CO 1,705 67,000 0.01%
45 MSI Financial Services Inc 1,975 78,000 0.01%
46 TRUST CO OF VERMONT 2,000 79,000 0.01%
47 D.A. DAVIDSON & CO. 2,100 82,000 0.01%
48 NEXT Financial Group, Inc 2,114 83,000 0.01%
49 HOERTKORN RICHARD CHARLES 2,130 84,000 0.01%
50 FIRST MANHATTAN CO. LLC. 2,200 86,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.