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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 15 Institutional holders with a total value of $38,614,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 406,422 15,346,000 39.74%
2 HAYS ADVISORY LLC 255,129 9,634,000 24.95%
3 MORGAN STANLEY 128,490 4,852,000 12.57%
4 Shamrock Asset Management LLC 118,363 4,469,000 11.57%
5 First Horizon Advisors, Inc. 69,087 2,608,000 6.75%
6 JPMORGAN CHASE & CO 18,589 702,000 1.82%
7 ROYAL BANK OF CANADA 11,277 426,000 1.10%
8 Visionary Asset Management, Inc. 8,004 302,000 0.78%
9 Independent Portfolio Consultants, Inc. 4,020 152,000 0.39%
10 Placemark Investments, Inc. 1,268 48,000 0.12%
11 ENVESTNET ASSET MANAGEMENT INC 803 30,000 0.08%
12 SIGNATUREFD, LLC 493 19,000 0.05%
13 B. Riley Wealth Management, Inc. 486 18,000 0.05%
14 AMERIPRISE FINANCIAL INC 161 6,000 0.02%
15 Ground Swell Capital, LLC 59 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.