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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $140,775,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,419,133 114,951,000 81.66%
2 ATWOOD & PALMER INC 196,786 6,616,000 4.70%
3 STIFEL FINANCIAL CORP 3,953 6,255,000 4.44%
4 MORGAN STANLEY 136,916 4,603,000 3.27%
5 JANE STREET GROUP, LLC 50,315 1,692,000 1.20%
6 ROYAL BANK OF CANADA 45,746 1,538,000 1.09%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,516 1,396,000 0.99%
8 RAYMOND JAMES & ASSOCIATES 25,491 857,000 0.61%
9 Janney Montgomery Scott LLC 19,135 643,000 0.46%
10 BANK OF AMERICA CORP /DE/ 16,226 545,000 0.39%
11 UBS Group AG 13,972 470,000 0.33%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 12,957 436,000 0.31%
13 LPL Financial LLC 9,848 325,000 0.23%
14 JPMORGAN CHASE & CO 6,532 219,000 0.16%
15 FLOW TRADERS U.S. LLC 2,860 96,000 0.07%
16 CITIGROUP INC 1,830 61,000 0.04%
17 MSI Financial Services Inc 716 24,000 0.02%
18 AMERICAN INTERNATIONAL GROUP, INC. 400 13,000 0.01%
19 Tower Research Capital LLC (TRC) 282 9,000 0.01%
20 WFG Advisors, LP 239 8,000 0.01%
21 First Horizon Advisors, Inc. 232 7,000 0.00%
22 PNC FINANCIAL SERVICES GROUP, INC. 166 6,000 0.00%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 5,000 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.