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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 28 Institutional holders with a total value of $81,334,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 735,298 31,566,000 38.81%
2 ATWOOD & PALMER INC 325,218 13,962,000 17.17%
3 HAYS ADVISORY LLC 225,150 9,666,000 11.88%
4 MORGAN STANLEY 203,556 8,738,000 10.74%
5 Shamrock Asset Management LLC 83,749 3,595,000 4.42%
6 First Horizon Advisors, Inc. 53,813 2,292,000 2.82%
7 BB&T SECURITIES, LLC 4,783 2,053,000 2.52%
8 JPMORGAN CHASE & CO 36,010 1,546,000 1.90%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,842 1,539,000 1.89%
10 CREDIT SUISSE AG/ 27,043 1,161,000 1.43%
11 UBS Group AG 18,209 782,000 0.96%
12 Janney Montgomery Scott LLC 17,893 768,000 0.94%
13 RAYMOND JAMES & ASSOCIATES 14,509 623,000 0.77%
14 CIBC WORLD MARKET INC. 13,712 589,000 0.72%
15 AMERIPRISE FINANCIAL INC 13,200 567,000 0.70%
16 ROYAL BANK OF CANADA 12,855 552,000 0.68%
17 Prospera Financial Services Inc 7,732 332,000 0.41%
18 STIFEL FINANCIAL CORP 7,654 329,000 0.40%
19 Visionary Asset Management, Inc. 7,011 301,000 0.37%
20 BANK OF AMERICA CORP /DE/ 2,496 107,000 0.13%
21 WFG Advisors, LP 1,834 79,000 0.10%
22 Simplicity Solutions, LLC 1,814 77,875 0.10%
23 MSI Financial Services Inc 630 27,000 0.03%
24 CITIGROUP INC 626 27,000 0.03%
25 Independent Portfolio Consultants, Inc. 445 19,000 0.02%
26 B. Riley Wealth Management, Inc. 448 19,000 0.02%
27 AMERICAN INTERNATIONAL GROUP, INC. 400 17,172 0.02%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.