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FIRST TR EXCH TRD ALPHA FD I HONG KONG ALPH
FIRST TR EXCH TRD ALPHA FD I HONG KONG ALPH. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $140,281,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,480,244 114,500,000 81.62%
2 ATWOOD & PALMER INC 318,416 10,476,000 7.47%
3 MORGAN STANLEY 147,469 4,851,000 3.46%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,302 2,083,000 1.48%
5 Virtu KCG Holdings LLC 52,192 1,717,000 1.22%
6 ROYAL BANK OF CANADA 48,892 1,609,000 1.15%
7 RAYMOND JAMES & ASSOCIATES 30,291 997,000 0.71%
8 CITADEL ADVISORS LLC 28,294 931,000 0.66%
9 UBS Group AG 21,782 717,000 0.51%
10 Janney Montgomery Scott LLC 19,838 653,000 0.47%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 13,976 460,000 0.33%
12 BANK OF AMERICA CORP /DE/ 11,665 384,000 0.27%
13 JPMORGAN CHASE & CO 10,045 330,000 0.24%
14 BB&T SECURITIES, LLC 7,007 230,000 0.16%
15 LPL Financial LLC 6,121 210,000 0.15%
16 CITIGROUP INC 1,555 51,000 0.04%
17 Tower Research Capital LLC (TRC) 553 18,000 0.01%
18 MSI Financial Services Inc 420 14,000 0.01%
19 AMERICAN INTERNATIONAL GROUP, INC. 400 13,000 0.01%
20 MUFG Americas Holdings Corp 350 12,000 0.01%
21 WFG Advisors, LP 238 8,000 0.01%
22 First Horizon Advisors, Inc. 232 7,000 0.00%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 5,000 0.00%
24 PNC FINANCIAL SERVICES GROUP, INC. 166 5,000 0.00%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.