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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 37 Institutional holders with a total value of $239,815,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,340,738 173,630,000 72.40%
2 MORGAN STANLEY 418,909 16,757,000 6.99%
3 ATWOOD & PALMER INC 328,901 13,156,000 5.49%
4 HAYS ADVISORY LLC 222,326 8,893,000 3.71%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 120,832 4,833,000 2.02%
6 UBS Group AG 104,771 4,191,000 1.75%
7 Shamrock Asset Management LLC 81,486 3,259,000 1.36%
8 RAYMOND JAMES & ASSOCIATES 58,869 2,355,000 0.98%
9 First Horizon Advisors, Inc. 52,494 2,099,000 0.88%
10 LifePlan Financial Group, Inc 45,911 1,836,000 0.77%
11 JPMORGAN CHASE & CO 43,484 1,739,000 0.73%
12 ROYAL BANK OF CANADA 26,502 1,060,000 0.44%
13 BANK OF AMERICA CORP /DE/ 25,286 1,011,000 0.42%
14 Janney Montgomery Scott LLC 19,612 784,480 0.33%
15 CITADEL ADVISORS LLC 17,222 689,000 0.29%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 14,052 562,000 0.23%
17 AMERIPRISE FINANCIAL INC 13,371 535,000 0.22%
18 JANE STREET GROUP, LLC 10,469 419,000 0.17%
19 LPL Financial LLC 10,767 415,000 0.17%
20 BB&T SECURITIES, LLC 8,801 352,000 0.15%
21 STIFEL FINANCIAL CORP 8,474 339,000 0.14%
22 Visionary Asset Management, Inc. 6,674 267,000 0.11%
23 CREDIT SUISSE AG/ 6,289 252,000 0.11%
24 FLOW TRADERS U.S. LLC 2,760 110,000 0.05%
25 Simplicity Solutions, LLC 1,834 73,373 0.03%
26 Transamerica Financial Advisors, LLC 1,748 70,000 0.03%
27 CITIGROUP INC 705 28,000 0.01%
28 Independent Portfolio Consultants, Inc. 445 18,000 0.01%
29 MSI Financial Services Inc 420 17,000 0.01%
30 B. Riley Wealth Management, Inc. 415 16,000 0.01%
31 AMERICAN INTERNATIONAL GROUP, INC. 400 16,000 0.01%
32 PNC FINANCIAL SERVICES GROUP, INC. 251 10,000 0.00%
33 WFG Advisors, LP 236 9,000 0.00%
34 MANAGED ACCOUNT ADVISORS LLC 153 6,000 0.00%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 6,000 0.00%
36 WELLS FARGO & COMPANY/MN 71 3,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.