| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 209,833 | 3,393,000 | 52.43% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 65,941 | 1,066,000 | 16.47% | ||
| 3 | Advisors Asset Management, Inc. | 61,264 | 991,000 | 15.31% | ||
| 4 | MORGAN STANLEY | 12,837 | 208,000 | 3.21% | ||
| 5 | WELLS FARGO & COMPANY/MN | 12,814 | 207,000 | 3.20% | ||
| 6 | PEAPACK GLADSTONE FINANCIAL CORP | 10,825 | 175,040 | 2.70% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 8,019 | 129,662 | 2.00% | ||
| 8 | Highlander Capital Management, LLC | 7,400 | 120,000 | 1.85% | ||
| 9 | Tortoise Investment Management, LLC | 3,000 | 49,000 | 0.76% | ||
| 10 | ROYAL BANK OF CANADA | 2,845 | 46,000 | 0.71% | ||
| 11 | UBS Group AG | 2,152 | 35,000 | 0.54% | ||
| 12 | MSI Financial Services Inc | 2,020 | 33,000 | 0.51% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 600 | 10,000 | 0.15% | ||
| 14 | CITIGROUP INC | 559 | 9,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
