| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 228,411 | 3,469,000 | 54.45% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 64,085 | 974,000 | 15.29% | ||
| 3 | Advisors Asset Management, Inc. | 54,712 | 831,000 | 13.04% | ||
| 4 | WELLS FARGO & COMPANY/MN | 11,815 | 179,000 | 2.81% | ||
| 5 | Lebenthal Holdings,LLC | 11,000 | 167,000 | 2.62% | ||
| 6 | PEAPACK GLADSTONE FINANCIAL CORP | 10,825 | 164,432 | 2.58% | ||
| 7 | MORGAN STANLEY | 10,257 | 156,000 | 2.45% | ||
| 8 | Highlander Capital Management, LLC | 7,400 | 112,000 | 1.76% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 5,972 | 90,721 | 1.42% | ||
| 10 | UBS Group AG | 4,905 | 75,000 | 1.18% | ||
| 11 | Tortoise Investment Management, LLC | 3,000 | 46,000 | 0.72% | ||
| 12 | ROYAL BANK OF CANADA | 2,845 | 43,000 | 0.67% | ||
| 13 | MSI Financial Services Inc | 2,020 | 31,000 | 0.49% | ||
| 14 | VALLEY NATIONAL BANCORP | 1,000 | 15,000 | 0.24% | ||
| 15 | NATIONAL PLANNING CORP | 818 | 12,532 | 0.20% | ||
| 16 | Raab & Moskowitz Asset Management LLC | 300 | 5,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
