| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 215,043 | 3,055,000 | 49.89% | ||
| 2 | Advisors Asset Management, Inc. | 63,564 | 903,000 | 14.75% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 62,020 | 880,000 | 14.37% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 31,087 | 441,000 | 7.20% | ||
| 5 | WELLS FARGO & COMPANY/MN | 10,800 | 154,000 | 2.52% | ||
| 6 | Private Advisor Group, LLC | 10,798 | 153,000 | 2.50% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 8,171 | 116,000 | 1.89% | ||
| 8 | MORGAN STANLEY | 8,000 | 114,000 | 1.86% | ||
| 9 | Highlander Capital Management, LLC | 7,400 | 105,000 | 1.71% | ||
| 10 | UBS Group AG | 5,492 | 78,000 | 1.27% | ||
| 11 | ROYAL BANK OF CANADA | 3,045 | 43,000 | 0.70% | ||
| 12 | Tortoise Investment Management, LLC | 3,000 | 43,000 | 0.70% | ||
| 13 | MSI Financial Services Inc | 2,020 | 29,000 | 0.47% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 600 | 9,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
