| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 206,042 | 3,356,000 | 45.58% | ||
| 2 | Advisors Asset Management, Inc. | 83,845 | 1,366,000 | 18.55% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 56,810 | 925,000 | 12.56% | ||
| 4 | MORGAN STANLEY | 20,886 | 340,000 | 4.62% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 16,196 | 264,000 | 3.59% | ||
| 6 | LPL Financial LLC | 16,200 | 263,000 | 3.57% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 11,070 | 180,000 | 2.44% | ||
| 8 | UBS Group AG | 9,655 | 157,000 | 2.13% | ||
| 9 | Highlander Capital Management, LLC | 7,400 | 121,000 | 1.64% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 7,330 | 120,000 | 1.63% | ||
| 11 | WELLS FARGO & COMPANY/MN | 6,352 | 103,000 | 1.40% | ||
| 12 | ROYAL BANK OF CANADA | 5,845 | 96,000 | 1.30% | ||
| 13 | Tortoise Investment Management, LLC | 3,000 | 49,000 | 0.67% | ||
| 14 | MSI Financial Services Inc | 1,021 | 17,000 | 0.23% | ||
| 15 | CITIGROUP INC | 217 | 4,000 | 0.05% | ||
| 16 | Tower Research Capital LLC (TRC) | 110 | 2,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
