| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 389,566 | 6,689,000 | 15.22% | ||
| 2 | MORGAN STANLEY | 300,316 | 5,157,000 | 11.74% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 247,820 | 4,255,000 | 9.68% | ||
| 4 | Bain Capital Credit, LP | 207,686 | 3,566,000 | 8.12% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 181,066 | 3,109,000 | 7.08% | ||
| 6 | Invesco Ltd. | 155,040 | 2,662,000 | 6.06% | ||
| 7 | NTV ASSET MANAGEMENT LLC | 131,446 | 2,256,000 | 5.13% | ||
| 8 | Saba Capital Management, L.P. | 129,780 | 2,228,000 | 5.07% | ||
| 9 | UBS AG | 121,675 | 2,089,000 | 4.75% | ||
| 10 | Benchmark Capital Advisors | 78,467 | 1,347,000 | 3.07% | ||
| 11 | WELLS FARGO & COMPANY/MN | 75,014 | 1,288,000 | 2.93% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 72,854 | 1,250,903 | 2.85% | ||
| 13 | CORNERSTONE ADVISORS INC | 64,063 | 1,100,000 | 2.50% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 59,485 | 1,021,000 | 2.32% | ||
| 15 | WFG Advisors, LP | 48,506 | 833,000 | 1.90% | ||
| 16 | Independence Trust CO | 44,079 | 756,000 | 1.72% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 42,565 | 731,000 | 1.66% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 36,795 | 631,000 | 1.44% | ||
| 19 | USCA RIA LLC | 30,356 | 521,000 | 1.19% | ||
| 20 | VSR Financial Services, Inc. | 20,905 | 359,000 | 0.82% | ||
| 21 | Allen Investment Management, LLC | 20,307 | 349,000 | 0.79% | ||
| 22 | JPMORGAN CHASE & CO | 17,462 | 300,000 | 0.68% | ||
| 23 | LPL Financial LLC | 14,997 | 258,000 | 0.59% | ||
| 24 | DEUTSCHE BANK AG\ | 12,567 | 215,000 | 0.49% | ||
| 25 | MARINER INVESTMENT GROUP LLC | 11,900 | 204,000 | 0.46% | ||
| 26 | CREDIT SUISSE AG/ | 11,500 | 197,000 | 0.45% | ||
| 27 | OPPENHEIMER & CO INC | 10,500 | 180,000 | 0.41% | ||
| 28 | DOLIVER ADVISORS, LP | 10,311 | 177,000 | 0.40% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 5,000 | 86,000 | 0.20% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 2,000 | 34,000 | 0.08% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 1,679 | 28,828 | 0.07% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,425 | 24,000 | 0.05% | ||
| 33 | CITIGROUP INC | 1,192 | 20,000 | 0.05% | ||
| 34 | Evercore Wealth Management, LLC | 800 | 14,000 | 0.03% | ||
| 35 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 150 | 3,000 | 0.01% | ||
| 36 | Creative Planning | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
