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BLACKSTONE GSO FLTING RTE FUND COM
BLACKSTONE GSO FLTING RTE FUND COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $56,446,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RELATIVE VALUE PARTNERS GROUP, LLC 1,159,482 18,389,000 32.58%
2 MORGAN STANLEY 603,084 9,565,000 16.95%
3 BANK OF AMERICA CORP /DE/ 482,320 7,650,000 13.55%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 247,539 3,926,000 6.96%
5 UBS Group AG 225,066 3,570,000 6.32%
6 LOOMIS SAYLES & CO L P 173,231 2,747,000 4.87%
7 NTV ASSET MANAGEMENT LLC 114,634 1,818,000 3.22%
8 Benchmark Capital Advisors 114,228 1,812,000 3.21%
9 DEUTSCHE BANK AG\ 65,782 1,043,000 1.85%
10 USCA RIA LLC 57,156 906,000 1.61%
11 FIRST TRUST ADVISORS LP 57,081 905,000 1.60%
12 WELLS FARGO & COMPANY/MN 50,372 799,000 1.42%
13 Sterneck Capital Management, LLC 45,900 728,000 1.29%
14 LPL Financial LLC 29,205 464,000 0.82%
15 Boyle Capital Management, L.L.C. 27,819 441,000 0.78%
16 VSR Financial Services, Inc. 18,191 289,000 0.51%
17 Concert Wealth Management Inc. 18,000 286,000 0.51%
18 Independence Trust CO 17,627 280,000 0.50%
19 Bank of New York Mellon Corp 11,500 182,000 0.32%
20 CREDIT SUISSE AG/ 11,500 182,000 0.32%
21 Smith & Howard Wealth Management, LLC 10,500 167,000 0.30%
22 MARINER INVESTMENT GROUP LLC 10,160 161,000 0.29%
23 AMERICAN INTERNATIONAL GROUP, INC. 5,739 91,000 0.16%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,490 24,000 0.04%
25 Chicago Partners Investment Group LLC 509 8,000 0.01%
26 Advisory Services Network, LLC 300 5,000 0.01%
27 Creative Planning 201 3,000 0.01%
28 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 150 3,000 0.01%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.