| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 1,063,285 | 18,342,000 | 33.30% | ||
| 2 | MORGAN STANLEY | 569,036 | 9,815,000 | 17.82% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 318,197 | 5,489,000 | 9.96% | ||
| 4 | UBS Group AG | 154,722 | 2,669,000 | 4.85% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 142,095 | 2,451,000 | 4.45% | ||
| 6 | NTV ASSET MANAGEMENT LLC | 112,475 | 1,940,000 | 3.52% | ||
| 7 | WELLS FARGO & COMPANY/MN | 112,268 | 1,937,000 | 3.52% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 89,785 | 1,548,000 | 2.81% | ||
| 9 | Benchmark Capital Advisors | 78,667 | 1,357,000 | 2.46% | ||
| 10 | DEUTSCHE BANK AG\ | 67,534 | 1,164,000 | 2.11% | ||
| 11 | Invesco Ltd. | 65,489 | 1,130,000 | 2.05% | ||
| 12 | LOOMIS SAYLES & CO L P | 61,100 | 1,054,000 | 1.91% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 59,350 | 1,024,000 | 1.86% | ||
| 14 | USCA RIA LLC | 55,256 | 953,000 | 1.73% | ||
| 15 | Sterneck Capital Management, LLC | 48,900 | 844,000 | 1.53% | ||
| 16 | Independence Trust CO | 46,615 | 804,000 | 1.46% | ||
| 17 | VSR Financial Services, Inc. | 25,365 | 438,000 | 0.80% | ||
| 18 | LPL Financial LLC | 22,506 | 388,000 | 0.70% | ||
| 19 | CAZ INVESTMENTS LP | 22,029 | 380,000 | 0.69% | ||
| 20 | JPMORGAN CHASE & CO | 18,512 | 319,000 | 0.58% | ||
| 21 | SG Americas Securities, LLC | 17,700 | 305,000 | 0.55% | ||
| 22 | CREDIT SUISSE AG/ | 11,500 | 198,000 | 0.36% | ||
| 23 | Smith & Howard Wealth Management, LLC | 10,500 | 181,000 | 0.33% | ||
| 24 | Commonwealth Equity Services, Inc | 10,285 | 177,000 | 0.32% | ||
| 25 | CITIGROUP INC | 5,136 | 89,000 | 0.16% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 25,875 | 0.05% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,462 | 25,000 | 0.05% | ||
| 28 | Creative Planning | 1,252 | 22,000 | 0.04% | ||
| 29 | Chicago Partners Investment Group LLC | 525 | 9,000 | 0.02% | ||
| 30 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 150 | 3,000 | 0.01% | ||
| 31 | Tower Research Capital LLC (TRC) | 96 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
